We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVA icon
801
Avista
AVA
$3.22B
$40K ﹤0.01%
1,043
+43
+4% +$1.8K
AZTA icon
802
Azenta
AZTA
$1.54B
$40K ﹤0.01%
392
– –
CP icon
803
Canadian Pacific Kansas City
CP
$80.8B
$40K ﹤0.01%
625
– –
CTSH icon
804
Cognizant
CTSH
$26.4B
$40K ﹤0.01%
544
+22
+4% +$1.62K
LUV icon
805
Southwest Airlines
LUV
$22.3B
$40K ﹤0.01%
778
-188
-19% -$9.5K
PEG icon
806
Public Service Enterprise Group
PEG
$37.5B
$40K ﹤0.01%
664
– –
BUG icon
807
Global X Cybersecurity ETF
BUG
$1.51B
$39K ﹤0.01%
1,298
– –
DOC icon
808
Healthpeak Properties
DOC
$14.1B
$39K ﹤0.01%
1,188
-300
-20% -$10.6K
ING icon
809
ING
ING
$101B
$39K ﹤0.01%
2,711
+19
+0.7% +$254
MBB icon
810
iShares MBS ETF
MBB
$39B
$39K ﹤0.01%
364
-622
-63% -$67.5K
MED icon
811
Medifast
MED
$130M
$39K ﹤0.01%
206
+6
+3% +$1.48K
MU icon
812
Micron Technology
MU
$981B
$39K ﹤0.01%
558
+16
+3% +$1.2K
SKYY icon
813
First Trust Cloud Computing ETF
SKYY
$3.22B
$39K ﹤0.01%
379
– –
TQQQ icon
814
ProShares UltraPro QQQ
TQQQ
$36.7B
$39K ﹤0.01%
1,268
– –
U icon
815
Unity
U
$19.3B
$39K ﹤0.01%
316
+52
+20% +$6.16K
UFOX
816
Defiance Space and Connective Tech ETF
UFOX
$893M
$39K ﹤0.01%
1,100
+160
+17% +$6.06K
DKNG icon
817
DraftKings
DKNG
$12.6B
$38K ﹤0.01%
805
+3
+0.4% +$159
EQIX icon
818
Equinix
EQIX
$102B
$38K ﹤0.01%
49
+1
+2% +$831
GSIE icon
819
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$38K ﹤0.01%
1,130
– –
HES
820
DELISTED
Hess
HES
$38K ﹤0.01%
494
+19
+4% +$1.4K
HPI
821
John Hancock Preferred Income Fund
HPI
$435M
$38K ﹤0.01%
1,800
+30
+2% +$651
LSXMK
822
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$38K ﹤0.01%
1,037
– –
CCJ icon
823
Cameco
CCJ
$43B
$37K ﹤0.01%
+1,731
New +$32.8K
CDNS icon
824
Cadence Design Systems
CDNS
$90.2B
$37K ﹤0.01%
247
-149
-38% -$22.7K
FTV icon
825
Fortive
FTV
$18.6B
$37K ﹤0.01%
706
-186
-21% -$10.2K
31 32
33
34 35

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.