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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LINC icon
801
Lincoln Educational Services
LINC
$1.3B
$1K ﹤0.01%
200
– –
MCR
802
DELISTED
MFS Charter Income Trust
MCR
$1K ﹤0.01%
88
-1,094
-93% -$9.92K
MOS icon
803
The Mosaic Company
MOS
$7.33B
$1K ﹤0.01%
24
– –
NWSA icon
804
News Corp Class A
NWSA
$15.4B
$1K ﹤0.01%
64
+25
+64% +$432
ODFL icon
805
Old Dominion Freight Line
ODFL
$44.9B
$1K ﹤0.01%
+66
New +$1.2K
OGS icon
806
ONE Gas
OGS
$5.04B
$1K ﹤0.01%
+31
New +$1.07K
PCY icon
807
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1K ﹤0.01%
+32
New +$873
PFN
808
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PHD
809
DELISTED
Pioneer Floating Rate Fund
PHD
$1K ﹤0.01%
43
+37
+617% +$475
PNW icon
810
Pinnacle West Capital
PNW
$12.2B
$1K ﹤0.01%
22
– –
PPT
811
Franklin Premier Income Trust
PPT
$328M
$1K ﹤0.01%
+139
New +$760
RGT
812
Royce Global Value Trust
RGT
$102M
$1K ﹤0.01%
62
– –
RPM icon
813
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
RWX icon
814
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1K ﹤0.01%
+19
New +$772
SIRI icon
815
SiriusXM
SIRI
$10.1B
$1K ﹤0.01%
24
– –
SMP icon
816
Standard Motor Products
SMP
$911M
$1K ﹤0.01%
+40
New +$1.36K
STRS icon
817
Stratus Properties
STRS
$154M
$1K ﹤0.01%
+60
New +$1.03K
TIP icon
818
iShares TIPS Bond ETF
TIP
$14.5B
$1K ﹤0.01%
+10
New +$1.12K
TREE icon
819
LendingTree
TREE
$451M
$1K ﹤0.01%
27
– –
USA icon
820
Liberty All-Star Equity Fund
USA
$1.85B
$1K ﹤0.01%
86
+2
+2% +$12
VYX icon
821
NCR Voyix
VYX
$1.14B
$1K ﹤0.01%
42
– –
WOLF icon
822
Wolfspeed
WOLF
$1.71B
$1K ﹤0.01%
+21
New +$1.28K
CHS
823
DELISTED
Chicos FAS, Inc.
CHS
$1K ﹤0.01%
70
– –
RPT
824
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
AUY
825
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
122
– –
31 32
33
34 35

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.