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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
P
701
Everpure Inc
P
$34.6B
$59K ﹤0.01%
2,371
+1,871
+374% +$41.3K
QTEC icon
702
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$59K ﹤0.01%
+379
New +$61.5K
SUSB icon
703
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$59K ﹤0.01%
2,301
+1,029
+81% +$26.8K
POTX
704
DELISTED
Global X Cannabis ETF
POTX
$59K ﹤0.01%
1,113
+69
+7% +$4.47K
ADI icon
705
Analog Devices
ADI
$189B
$58K ﹤0.01%
348
+228
+190% +$38.2K
CGW icon
706
Invesco S&P Global Water Index ETF
CGW
$1.07B
$58K ﹤0.01%
1,041
– –
HLT icon
707
Hilton Worldwide
HLT
$70.6B
$58K ﹤0.01%
443
+13
+3% +$1.64K
RGLD icon
708
Royal Gold
RGLD
$19.8B
$58K ﹤0.01%
608
+16
+3% +$1.79K
SPYD icon
709
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.69B
$58K ﹤0.01%
1,506
-2,848
-65% -$113K
TMFC icon
710
Motley Fool 100 Index ETF
TMFC
$2.12B
$58K ﹤0.01%
1,473
+20
+1% +$823
USMF icon
711
WisdomTree US Multifactor Fund
USMF
$303M
$58K ﹤0.01%
1,500
– –
UUP icon
712
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$58K ﹤0.01%
2,300
– –
WBK
713
DELISTED
Westpac Banking Corporation
WBK
$58K ﹤0.01%
3,144
– –
CIVI
714
DELISTED
Civitas Resources
CIVI
$57K ﹤0.01%
1,195
– –
MS icon
715
Morgan Stanley
MS
$338B
$57K ﹤0.01%
592
-112
-16% -$11.1K
NTLA icon
716
Intellia Therapeutics
NTLA
$1.66B
$57K ﹤0.01%
430
– –
VGK icon
717
Vanguard FTSE Europe ETF
VGK
$31.1B
$57K ﹤0.01%
881
+581
+194% +$39.8K
INOV
718
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$57K ﹤0.01%
1,416
– –
CB icon
719
Chubb
CB
$134B
$56K ﹤0.01%
326
-5
-2% -$876
EIX icon
720
Edison International
EIX
$26.5B
$56K ﹤0.01%
1,012
-17
-2% -$975
HEDJ icon
721
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
$56K ﹤0.01%
1,484
– –
SLV icon
722
iShares Silver Trust
SLV
$31.5B
$56K ﹤0.01%
2,731
– –
FVD icon
723
First Trust Value Line Dividend Fund
FVD
$8.35B
$55K ﹤0.01%
1,408
+2
+0.1% +$81
SCHG icon
724
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$55K ﹤0.01%
2,992
– –
UJAN icon
725
Innovator US Equity Ultra Buffer ETF January
UJAN
$272M
$54K ﹤0.01%
1,750
– –
27 28
29
30 31

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TU
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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.