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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
701
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$19K ﹤0.01%
2,197
+43
+2% +$404
VER
702
DELISTED
VEREIT, Inc.
VER
$19K ﹤0.01%
531
– –
IRR
703
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$19K ﹤0.01%
3,000
– –
CHL
704
DELISTED
China Mobile Limited
CHL
$19K ﹤0.01%
440
+33
+8% +$1.52K
ANSS
705
DELISTED
Ansys
ANSS
$18K ﹤0.01%
108
+8
+8% +$1.33K
BTI icon
706
British American Tobacco
BTI
$128B
$18K ﹤0.01%
371
-211
-36% -$11.1K
DAL icon
707
Delta Air Lines
DAL
$60.1B
$18K ﹤0.01%
376
– –
DES icon
708
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$18K ﹤0.01%
621
– –
ETG
709
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$18K ﹤0.01%
1,080
– –
FCX icon
710
Freeport-McMoran
FCX
$97.5B
$18K ﹤0.01%
1,098
-700
-39% -$11.9K
HPQ icon
711
HP
HPQ
$27.5B
$18K ﹤0.01%
832
+11
+1% +$245
IYT icon
712
iShares US Transportation ETF
IYT
$2.29B
$18K ﹤0.01%
400
– –
JNK icon
713
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$18K ﹤0.01%
173
+9
+5% +$967
KYN icon
714
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$18K ﹤0.01%
1,000
– –
NCZ
715
Virtus Convertible & Income Fund II
NCZ
$301M
$18K ﹤0.01%
750
– –
NEA icon
716
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$18K ﹤0.01%
1,398
– –
PCN
717
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$18K ﹤0.01%
1,080
– –
SLX icon
718
VanEck Steel ETF
SLX
$176M
$18K ﹤0.01%
402
-110
-21% -$5.3K
SPG icon
719
Simon Property Group
SPG
$72.3B
$18K ﹤0.01%
106
+2
+2% +$318
STX icon
720
Seagate
STX
$184B
$18K ﹤0.01%
326
– –
TCRT icon
721
Alaunos Therapeutics
TCRT
$4.86M
$18K ﹤0.01%
40
– –
TD icon
722
Toronto Dominion Bank
TD
$200B
$18K ﹤0.01%
318
+48
+18% +$2.75K
PXD
723
DELISTED
Pioneer Natural Resource Co.
PXD
$18K ﹤0.01%
100
– –
AABA
724
DELISTED
Altaba Inc
AABA
$18K ﹤0.01%
250
– –
EXG icon
725
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$17K ﹤0.01%
1,887
– –
27 28
29
30 31

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.