We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGRO icon
651
Putnam Focused Large Cap Growth ETF
PGRO
$214M
$68K ﹤0.01%
+2,520
New +$70.6K
VUSB icon
652
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
$68K ﹤0.01%
+1,366
New +$68.5K
YORW icon
653
York Water
YORW
$526M
$68K ﹤0.01%
1,575
– –
FRC
654
DELISTED
First Republic Bank
FRC
$68K ﹤0.01%
357
-2
-0.6% -$393
HYS icon
655
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$67K ﹤0.01%
677
– –
NVR icon
656
NVR
NVR
$17B
$67K ﹤0.01%
14
– –
TYL icon
657
Tyler Technologies
TYL
$13.2B
$67K ﹤0.01%
147
+15
+11% +$7.16K
BND icon
658
Vanguard Total Bond Market
BND
$161B
$66K ﹤0.01%
777
+1
+0.1% +$86
BUD icon
659
AB InBev
BUD
$159B
$66K ﹤0.01%
1,173
– –
KKR icon
660
KKR & Co
KKR
$96.8B
$66K ﹤0.01%
1,100
-1,029
-48% -$64.6K
PGX icon
661
Invesco Preferred ETF
PGX
$3.76B
$66K ﹤0.01%
4,451
– –
SPHD icon
662
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$66K ﹤0.01%
1,562
– –
WMB icon
663
Williams Companies
WMB
$88.2B
$66K ﹤0.01%
2,561
+128
+5% +$3.22K
RBNC
664
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
$66K ﹤0.01%
2,095
– –
DMXF icon
665
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$65K ﹤0.01%
972
+193
+25% +$13.4K
IEI icon
666
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$65K ﹤0.01%
505
-4,565
-90% -$599K
K
667
DELISTED
Kellanova
K
$65K ﹤0.01%
1,088
+3
+0.3% +$180
MELI icon
668
Mercado Libre
MELI
$95.5B
$65K ﹤0.01%
39
– –
MKC icon
669
McCormick & Company Non-Voting
MKC
$14.1B
$65K ﹤0.01%
813
+2
+0.2% +$172
AMLP icon
670
Alerian MLP ETF
AMLP
$13.3B
$64K ﹤0.01%
1,930
+22
+1% +$734
LOUP
671
Innovator Deepwater Frontier Tech ETF
LOUP
$221M
$64K ﹤0.01%
1,254
+438
+54% +$22.8K
MKTX icon
672
MarketAxess Holdings
MKTX
$5.72B
$64K ﹤0.01%
153
+3
+2% +$1.38K
SCHC icon
673
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$64K ﹤0.01%
1,561
-322
-17% -$13.7K
AOA icon
674
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$63K ﹤0.01%
906
– –
CPRT icon
675
Copart
CPRT
$27.2B
$63K ﹤0.01%
1,836
-12
-0.6% -$429
25 26
27
28 29

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.