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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKQ icon
651
LKQ Corp
LKQ
$6.29B
$15K ﹤0.01%
511
– –
NCZ
652
Virtus Convertible & Income Fund II
NCZ
$301M
$15K ﹤0.01%
750
– –
PIZ icon
653
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$735M
$15K ﹤0.01%
654
– –
RPG icon
654
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$15K ﹤0.01%
975
– –
SLV icon
655
iShares Silver Trust
SLV
$30.9B
$15K ﹤0.01%
1,195
– –
TEL icon
656
TE Connectivity
TEL
$62.6B
$15K ﹤0.01%
237
– –
TTE icon
657
TotalEnergies
TTE
$190B
$15K ﹤0.01%
212,025,689
-262,510,284
-55% -$26.3K
FSD
658
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$15K ﹤0.01%
1,100
– –
HZNP
659
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$15K ﹤0.01%
700
– –
FIGY
660
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$15K ﹤0.01%
139
-139
-50% -$15.8K
GDF
661
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$15K ﹤0.01%
2,000
– –
SNDK
662
DELISTED
SANDISK CORP
SNDK
$15K ﹤0.01%
200
– –
BMA icon
663
Banco Macro
BMA
$5.35B
$14K ﹤0.01%
246
+93
+61% +$5.07K
DEM icon
664
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$14K ﹤0.01%
457
-1,022
-69% -$35.1K
DGRE icon
665
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$14K ﹤0.01%
764
+719
+1,598% +$14.7K
FLS icon
666
Flowserve
FLS
$10.2B
$14K ﹤0.01%
350
+200
+133% +$8.83K
JAZZ icon
667
Jazz Pharmaceuticals
JAZZ
$16.7B
$14K ﹤0.01%
100
– –
MCO icon
668
Moody's
MCO
$82.7B
$14K ﹤0.01%
144
– –
PCN
669
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$14K ﹤0.01%
+1,080
New +$14.7K
ROP icon
670
Roper Technologies
ROP
$39.8B
$14K ﹤0.01%
74
-33
-31% -$6.05K
SJNK icon
671
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$14K ﹤0.01%
545
– –
VAW icon
672
Vanguard Materials ETF
VAW
$3.08B
$14K ﹤0.01%
155
-155
-50% -$15K
WSM icon
673
Williams-Sonoma
WSM
$29.6B
$14K ﹤0.01%
484
– –
XLP icon
674
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$14K ﹤0.01%
291
– –
MRO
675
DELISTED
Marathon Oil Corporation
MRO
$14K ﹤0.01%
1,190
+675
+131% +$11.4K
25 26
27
28 29

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.