Carroll Financial Associates’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Carroll Financial Associates’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,100	Closed	-$16K	–	1236
2016 Q2	$16K	Hold	1,100	–	–	﹤0.01%	682
2016 Q1	$16K	Hold	1,100	–	–	﹤0.01%	667
2015 Q4	$15K	Hold	1,100	–	–	﹤0.01%	658
2015 Q3	$16K	Hold	1,100	–	–	﹤0.01%	619
2015 Q2	$17K	Hold	1,100	–	–	﹤0.01%	604
2015 Q1	$18K	Hold	1,100	–	–	0.01%	442
2014 Q4	$18K	Buy	+1,100	New	+$18.3K	0.01%	407

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Carroll Financial Associates's FSD Position: Q3 2016 in Review

Carroll Financial Associates sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q3 2016, closing a stake of 1,100 shares — an estimated $16K sold.

Carroll Financial Associates first reported a position in FSD in Q4 2014 and held it in 7 quarters. The position peaked at $18K in Q1 2015. 55 funds tracked by Wall St. Rank hold FSD as of Q3 2016.

Carroll Financial Associates reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q3 2016 after selling out during the quarter.
Carroll Financial Associates sold 1,100 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q3 2016, an estimated $16K.
Carroll Financial Associates first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q4 2014 and held it in 7 quarters.
Carroll Financial Associates's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $18K in Q1 2015.
55 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q3 2016.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.