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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGE icon
576
OGE Energy
OGE
$9.54B
$86K ﹤0.01%
2,611
– –
PEBK icon
577
Peoples Bancorp of North Carolina
PEBK
$228M
$86K ﹤0.01%
3,048
– –
PTMC icon
578
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$86K ﹤0.01%
2,460
– –
QRVO icon
579
Qorvo
QRVO
$8.56B
$86K ﹤0.01%
517
– –
RHI icon
580
Robert Half
RHI
$4.37B
$86K ﹤0.01%
865
-79
-8% -$7.73K
ACES icon
581
ALPS Clean Energy ETF
ACES
$123M
$85K ﹤0.01%
1,291
– –
IHI icon
582
iShares US Medical Devices ETF
IHI
$3.44B
$85K ﹤0.01%
1,361
-121
-8% -$7.72K
ISRG icon
583
Intuitive Surgical
ISRG
$139B
$85K ﹤0.01%
258
+75
+41% +$25.2K
NXPI icon
584
NXP Semiconductors
NXPI
$58.9B
$85K ﹤0.01%
438
-2
-0.5% -$415
TWLO icon
585
Twilio
TWLO
$38.4B
$84K ﹤0.01%
265
-80
-23% -$29.1K
XLP icon
586
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$84K ﹤0.01%
1,221
+25
+2% +$1.78K
HRC
587
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$84K ﹤0.01%
563
+101
+22% +$13.6K
EXPE icon
588
Expedia Group
EXPE
$37.7B
$83K ﹤0.01%
512
+4
+0.8% +$618
STIP icon
589
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$83K ﹤0.01%
789
– –
ADERW
590
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$83K ﹤0.01%
100,477
-4,000
-4% -$3.75K
GNRC icon
591
Generac Holdings
GNRC
$12.2B
$82K ﹤0.01%
202
-60
-23% -$25.7K
OHI icon
592
Omega Healthcare
OHI
$14.4B
$82K ﹤0.01%
2,743
– –
WEN icon
593
Wendy's
WEN
$1.39B
$82K ﹤0.01%
3,816
+14
+0.4% +$319
CEF icon
594
Sprott Physical Gold and Silver Trust
CEF
$8.3B
$81K ﹤0.01%
4,770
– –
FTC icon
595
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$81K ﹤0.01%
730
– –
HYLB icon
596
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$81K ﹤0.01%
2,031
+208
+11% +$8.36K
IYH icon
597
iShares US Healthcare ETF
IYH
$3.77B
$80K ﹤0.01%
1,455
– –
KLAC icon
598
KLA
KLAC
$252B
$80K ﹤0.01%
2,410
-1,800
-43% -$60.1K
SPSB icon
599
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$80K ﹤0.01%
2,588
– –
CCL icon
600
Carnival Corporation Ltd
CCL
$38B
$79K ﹤0.01%
3,166
+112
+4% +$2.61K
22 23
24
25 26

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.