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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPI icon
551
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$35K ﹤0.01%
1,400
-270
-16% -$7.02K
DCP
552
DELISTED
DCP Midstream, LP
DCP
$35K ﹤0.01%
1,000
– –
ROP icon
553
Roper Technologies
ROP
$39.6B
$34K ﹤0.01%
138
– –
XOP icon
554
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$34K ﹤0.01%
250
– –
BXMX
555
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$33K ﹤0.01%
2,392
– –
DG icon
556
Dollar General
DG
$28B
$33K ﹤0.01%
411
-42
-9% -$3.15K
GVI icon
557
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$33K ﹤0.01%
300
– –
NUV icon
558
Nuveen Municipal Value Fund
NUV
$1.91B
$33K ﹤0.01%
3,250
– –
PFG icon
559
Principal Financial Group
PFG
$24.3B
$33K ﹤0.01%
500
-543
-52% -$34.9K
VONG icon
560
Vanguard Russell 1000 Growth ETF
VONG
$44.9B
$33K ﹤0.01%
1,020
– –
WGL
561
DELISTED
Wgl Holdings
WGL
$33K ﹤0.01%
400
– –
MSI icon
562
Motorola Solutions
MSI
$78.1B
$32K ﹤0.01%
382
– –
NCZ
563
Virtus Convertible & Income Fund II
NCZ
$301M
$32K ﹤0.01%
1,288
– –
NVG icon
564
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$32K ﹤0.01%
2,081
– –
PBI icon
565
Pitney Bowes
PBI
$2.4B
$32K ﹤0.01%
2,338
– –
PID icon
566
Invesco International Dividend Achievers ETF
PID
$918M
$32K ﹤0.01%
2,000
– –
SLYV icon
567
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$32K ﹤0.01%
502
-22,448
-98% -$1.33M
CDK
568
DELISTED
CDK Global, Inc.
CDK
$32K ﹤0.01%
505
-16
-3% -$1.01K
DHS icon
569
WisdomTree US High Dividend Fund
DHS
$1.58B
$31K ﹤0.01%
450
– –
EEM icon
570
iShares MSCI Emerging Markets ETF
EEM
$29.4B
$31K ﹤0.01%
681
– –
LYB icon
571
LyondellBasell Industries
LYB
$19.5B
$31K ﹤0.01%
316
– –
REGN icon
572
Regeneron Pharmaceuticals
REGN
$80.4B
$31K ﹤0.01%
67
-15
-18% -$7.14K
LGF.A
573
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$31K ﹤0.01%
1,011
– –
AGU
574
DELISTED
Agrium
AGU
$31K ﹤0.01%
300
– –
CTSH icon
575
Cognizant
CTSH
$26.1B
$30K ﹤0.01%
417
– –
21 22
23
24 25

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.