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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHI icon
526
National Health Investors
NHI
$3.59B
$107K 0.01%
2,000
– –
BMI icon
527
Badger Meter
BMI
$3.95B
$105K 0.01%
1,042
– –
LBRDK icon
528
Liberty Broadband Class C
LBRDK
$5.18B
$105K 0.01%
613
-3
-0.5% -$540
VMBS icon
529
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$105K 0.01%
1,973
+2
+0.1% +$107
ADX icon
530
Adams Diversified Equity Fund
ADX
$3.28B
$104K 0.01%
5,269
– –
ESGE icon
531
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$104K 0.01%
2,521
+431
+21% +$18.4K
PCTY icon
532
Paylocity
PCTY
$7.73B
$103K 0.01%
368
-151
-29% -$36.3K
ED icon
533
Consolidated Edison
ED
$39.3B
$102K 0.01%
1,416
+1
+0.1% +$75
PAYC icon
534
Paycom
PAYC
$9.62B
$101K 0.01%
204
– –
IYK icon
535
iShares US Consumer Staples ETF
IYK
$1.43B
$100K 0.01%
1,683
+6
+0.4% +$370
NTAP icon
536
NetApp
NTAP
$39B
$100K 0.01%
1,121
– –
VSGX icon
537
Vanguard ESG International Stock ETF
VSGX
$6.73B
$100K 0.01%
1,629
+801
+97% +$51.1K
STON
538
DELISTED
StoneMor Inc.
STON
$99K 0.01%
40,255
– –
APD icon
539
Air Products & Chemicals
APD
$68.6B
$98K 0.01%
385
-402
-51% -$111K
QYLD icon
540
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$98K 0.01%
4,442
+3,417
+333% +$77.4K
FISV
541
Fiserv Inc
FISV
$27.8B
$97K 0.01%
902
+24
+3% +$2.68K
RACE icon
542
Ferrari
RACE
$71.5B
$97K 0.01%
466
+1
+0.2% +$215
VCR icon
543
Vanguard Consumer Discretionary ETF
VCR
$6.16B
$97K 0.01%
313
-10
-3% -$3.17K
DAL icon
544
Delta Air Lines
DAL
$58.7B
$96K 0.01%
2,253
– –
PRU icon
545
Prudential Financial
PRU
$42.1B
$96K 0.01%
913
-165
-15% -$17K
BLK icon
546
Blackrock
BLK
$175B
$95K 0.01%
114
-50
-30% -$44.8K
CSGP icon
547
CoStar Group
CSGP
$12.8B
$95K 0.01%
1,107
+37
+3% +$3.2K
MQY icon
548
BlackRock MuniYield Quality Fund
MQY
$815M
$95K 0.01%
5,867
– –
MRNA icon
549
Moderna
MRNA
$23.9B
$95K 0.01%
249
-175
-41% -$64.5K
XLU icon
550
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$95K 0.01%
2,986
+756
+34% +$25.3K
20 21
22
23 24

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6M
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RFA
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.