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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGHY icon
526
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$91K 0.01%
4,015
– –
PRU icon
527
Prudential Financial
PRU
$41.8B
$91K 0.01%
1,021
-70
-6% -$6.34K
BNDX icon
528
Vanguard Total International Bond ETF
BNDX
$83.1B
$90K 0.01%
1,534
+194
+14% +$11.3K
CMI icon
529
Cummins
CMI
$88.7B
$90K 0.01%
554
-91
-14% -$14.6K
VMC icon
530
Vulcan Materials
VMC
$36.9B
$90K 0.01%
600
-205
-25% -$28.9K
ELV icon
531
Elevance Health
ELV
$85.5B
$89K 0.01%
372
+15
+4% +$4.11K
PPLT
532
abrdn Physical Platinum Shares ETF
PPLT
$2.04B
$88K 0.01%
+10,620
New +$88.4K
RRC icon
533
Range Resources
RRC
$8.95B
$88K 0.01%
23,174
+23,064
+20,967% +$111K
BAB icon
534
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$87K 0.01%
+2,700
New +$86.7K
EZU icon
535
iShare MSCI Eurozone ETF
EZU
$9.91B
$86K 0.01%
2,232
-87
-4% -$3.36K
DON icon
536
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$85K 0.01%
2,348
-1,203
-34% -$43K
FISV
537
Fiserv Inc
FISV
$27.9B
$84K 0.01%
819
+62
+8% +$6.33K
HYG icon
538
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$84K 0.01%
971
+361
+59% +$31.4K
POOL icon
539
Pool Corp
POOL
$7.5B
$84K 0.01%
419
– –
EV
540
DELISTED
Eaton Vance Corp.
EV
$84K 0.01%
1,883
– –
ADX icon
541
Adams Diversified Equity Fund
ADX
$3.2B
$83K 0.01%
+5,269
New +$82.6K
FMC icon
542
FMC
FMC
$1.33B
$83K 0.01%
957
– –
SNY icon
543
Sanofi
SNY
$104B
$82K 0.01%
1,785
-951
-35% -$41K
VT icon
544
Vanguard Total World Stock ETF
VT
$81.3B
$82K 0.01%
1,100
– –
GS icon
545
Goldman Sachs
GS
$303B
$81K 0.01%
391
-2
-0.5% -$418
BND icon
546
Vanguard Total Bond Market
BND
$161B
$80K 0.01%
952
+134
+16% +$11.2K
FDUS icon
547
Fidus Investment
FDUS
$772M
$80K 0.01%
5,460
– –
IP icon
548
International Paper
IP
$22B
$80K 0.01%
2,038
+273
+15% +$10.7K
TT icon
549
Trane Technologies
TT
$106B
$80K 0.01%
655
– –
IYH icon
550
iShares US Healthcare ETF
IYH
$3.71B
$79K 0.01%
2,105
-255
-11% -$9.81K
20 21
22
23 24

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.