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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
526
American Water Works
AWK
$26.9B
$81K 0.01%
700
– –
DGICA icon
527
Donegal Group Class A
DGICA
$714M
$81K 0.01%
5,330
+3,523
+195% +$49.4K
FPE icon
528
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$81K 0.01%
4,187
– –
SCHM icon
529
Schwab US Mid-Cap ETF
SCHM
$15.1B
$81K 0.01%
+4,293
New +$80.3K
EV
530
DELISTED
Eaton Vance Corp.
EV
$81K 0.01%
1,883
+43
+2% +$1.75K
GS icon
531
Goldman Sachs
GS
$303B
$80K 0.01%
393
-26
-6% -$5.15K
POOL icon
532
Pool Corp
POOL
$7.5B
$80K 0.01%
419
+354
+545% +$63.9K
ES icon
533
Eversource Energy
ES
$27.2B
$79K 0.01%
1,052
+339
+48% +$24.8K
FMC icon
534
FMC
FMC
$1.33B
$79K 0.01%
957
– –
STIP icon
535
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$79K 0.01%
789
– –
ECL icon
536
Ecolab
ECL
$79.9B
$78K 0.01%
397
-114
-22% -$21.2K
FLGE
537
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$78K 0.01%
+288
New +$75.3K
GRNB icon
538
VanEck Green Bond ETF
GRNB
$185M
$77K 0.01%
2,884
– –
IHDG icon
539
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$77K 0.01%
2,366
-143
-6% -$4.66K
LHX icon
540
L3Harris
LHX
$53.4B
$77K 0.01%
412
+143
+53% +$25.8K
LUV icon
541
Southwest Airlines
LUV
$23B
$77K 0.01%
1,534
+319
+26% +$16.5K
RNST icon
542
Renasant Corp
RNST
$3.91B
$77K 0.01%
2,152
– –
BNDX icon
543
Vanguard Total International Bond ETF
BNDX
$82.2B
$76K 0.01%
1,340
-150
-10% -$8.43K
FDX icon
544
FedEx
FDX
$75.4B
$76K 0.01%
463
+87
+23% +$15.2K
MRO
545
DELISTED
Marathon Oil Corporation
MRO
$76K 0.01%
5,352
+5,065
+1,765% +$78.3K
CDK
546
DELISTED
CDK Global, Inc.
CDK
$76K 0.01%
1,556
+962
+162% +$51.5K
NVG icon
547
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$75K 0.01%
4,776
– –
WEN icon
548
Wendy's
WEN
$1.46B
$75K 0.01%
3,831
+2,658
+227% +$50K
COR icon
549
Cencora
COR
$61.2B
$74K 0.01%
873
+52
+6% +$4.11K
VPU
550
Vanguard Utilities ETF
VPU
$8.36B
$74K 0.01%
+563
New +$73.6K
20 21
22
23 24

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.