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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$61.2M
Cap. Flow
-$1.15M
Cap. Flow %
-0.43%
Top 10 Hldgs %
39.72%
Holding
975
New
167
Increased
121
Reduced
109
Closed
40

Top Buys

Rank Stock Value
1
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.5M
2
HTS
HATTERAS FINANCIAL CORP
HTS
+$1.46M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.44M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.06M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.05M

Top Sells

Rank Stock Value
1
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$4.74M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$3.12M
3
XOM icon
ExxonMobil
XOM
+$1.8M
4
HNR
Harvest Natural Resources
HNR
+$1.62M
5
HRL icon
Hormel Foods
HRL
+$1.26M

Sector Composition

Rank Sector Weight
1 Financials 13.74%
2 Technology 10.07%
3 Energy 9.61%
4 Healthcare 7.12%
5 Industrials 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
526
Campbell Soup
CPB
$6.87B
$9K ﹤0.01%
243
– –
EQIX icon
527
Equinix
EQIX
$103B
$9K ﹤0.01%
50
– –
FLR icon
528
Fluor
FLR
$7.96B
$9K ﹤0.01%
135
– –
FLS icon
529
Flowserve
FLS
$10.2B
$9K ﹤0.01%
150
– –
IEV icon
530
iShares Europe ETF
IEV
$1.7B
$9K ﹤0.01%
+220
New +$9.28K
PFG icon
531
Principal Financial Group
PFG
$24.3B
$9K ﹤0.01%
222
– –
SHM icon
532
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$9K ﹤0.01%
200
– –
TRN icon
533
Trinity Industries
TRN
$2.38B
$9K ﹤0.01%
556
-877
-61% -$13K
DISCK
534
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$9K ﹤0.01%
242
– –
SNI
535
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$9K ﹤0.01%
+125
New +$9.22K
STRZA
536
DELISTED
Starz - Series A
STRZA
$9K ﹤0.01%
341
– –
AEV.CL
537
DELISTED
Aegon NV Perpetual Cap Sec (Netherlands)
AEV.CL
$9K ﹤0.01%
400
– –
GJA
538
DELISTED
STRATS TR FOR BELLSOUTH 2003-1 STCRD REPCKD AST BKD TR SECS
GJA
$9K ﹤0.01%
400
– –
SPLS
539
DELISTED
Staples Inc
SPLS
$9K ﹤0.01%
675
– –
ASH icon
540
Ashland
ASH
$3.5B
$8K ﹤0.01%
198
– –
AU icon
541
AngloGold Ashanti
AU
$48.7B
$8K ﹤0.01%
+629
New +$8.43K
DOL icon
542
WisdomTree True Developed International Fund
DOL
$845M
$8K ﹤0.01%
170
– –
ELV icon
543
Elevance Health
ELV
$85.5B
$8K ﹤0.01%
100
– –
HRB icon
544
H&R Block
HRB
$5.86B
$8K ﹤0.01%
318
– –
IWR icon
545
iShares Russell Mid-Cap ETF
IWR
$57.4B
$8K ﹤0.01%
240
– –
MAR icon
546
Marriott International
MAR
$92.3B
$8K ﹤0.01%
200
– –
MFIC icon
547
MidCap Financial Investment
MFIC
$804M
$8K ﹤0.01%
+343
New +$8.33K
NRK icon
548
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$8K ﹤0.01%
703
– –
PKX icon
549
POSCO
PKX
$17.5B
$8K ﹤0.01%
+114
New +$8.29K
TNL icon
550
Travel + Leisure Co
TNL
$4.7B
$8K ﹤0.01%
310
– –
20 21
22
23 24

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Carroll Financial Associates held 975 positions worth $265M, up 30% from $204M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q3 2013 filing shows 167 new, 121 increased, 109 reduced and 40 closed positions. Its largest new stake was Rio Tinto: 19,299 shares worth $941K. The largest sale was OAKTREE CAPITAL GROUP, LLC, an estimated $4.74M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 17% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q3 2013 buy was Rio Tinto: 19,299 shares worth $941K.
  • Carroll Financial Associates added most to CHAMBERS STR PPTYS COM in Q3 2013, an estimated $1.5M increase.
  • Carroll Financial Associates's biggest Q3 2013 reduction was OAKTREE CAPITAL GROUP, LLC, cutting an estimated $4.74M.
  • Carroll Financial Associates fully exited Hormel Foods in Q3 2013, selling an estimated $1.26M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $265M portfolio in Q3 2013.
  • Carroll Financial Associates opened 167 new positions and closed 40 in Q3 2013.
  • Carroll Financial Associates's portfolio value rose 30% quarter-over-quarter to $265M.

Based on Carroll Financial Associates's 13F filing for Q3 2013, filed 14 Nov 2013.