Carroll Financial Associates’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Carroll Financial Associates’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-90	Closed	-$4K	–	1228
2016 Q4	$4K	Hold	90	–	–	﹤0.01%	981
2016 Q3	$4K	Hold	90	–	–	﹤0.01%	998
2016 Q2	$4K	Hold	90	–	–	﹤0.01%	978
2016 Q1	$4K	Sell	90 -1	-1%	-$49	﹤0.01%	952
2015 Q4	$4K	Hold	91	–	–	﹤0.01%	914
2015 Q3	$4K	Hold	91	–	–	﹤0.01%	889
2015 Q2	$4K	Buy	+91	New	+$4.41K	﹤0.01%	901
2014 Q3	–	Sell	-200	Closed	-$10K	–	937
2014 Q2	$10K	Hold	200	–	–	﹤0.01%	604
2014 Q1	$10K	Hold	200	–	–	﹤0.01%	537
2013 Q4	$9K	Hold	200	–	–	﹤0.01%	528
2013 Q3	$9K	Hold	200	–	–	﹤0.01%	545
2013 Q2	$9K	Buy	+200	New	+$9.71K	﹤0.01%	429

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Plancorp LLC Saint Louis, Missouri $4.1B AUM 25.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Carroll Financial Associates's SHM Position: Q1 2017 in Review

Carroll Financial Associates sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q1 2017, closing a stake of 90 shares — an estimated $4K sold.

Carroll Financial Associates first reported a position in SHM in Q2 2013 and held it in 12 quarters. The position peaked at $10K in Q2 2014. 266 funds tracked by Wall St. Rank hold SHM as of Q1 2017.

Carroll Financial Associates reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q1 2017 after selling out during the quarter.
Carroll Financial Associates sold 90 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q1 2017, an estimated $4K.
Carroll Financial Associates first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2013 and held it in 12 quarters.
Carroll Financial Associates's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $10K in Q2 2014.
266 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q1 2017.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.