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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTY icon
501
Global X Alternative Income ETF
ALTY
$45.5M
$99K 0.01%
6,671
– –
TIPZ icon
502
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$98K 0.01%
1,658
– –
BIV icon
503
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$96K 0.01%
1,115
-148
-12% -$12.5K
CB icon
504
Chubb
CB
$135B
$96K 0.01%
657
+295
+81% +$42.6K
DLN icon
505
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$96K 0.01%
2,000
– –
MMP
506
DELISTED
Magellan Midstream Partners, L.P.
MMP
$96K 0.01%
1,514
– –
CASY icon
507
Casey's General Stores
CASY
$30.9B
$94K 0.01%
605
+230
+61% +$31.4K
PGHY icon
508
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$93K 0.01%
4,015
+1
+0% +$23
FIS icon
509
Fidelity National Information Services
FIS
$22.1B
$92K 0.01%
755
+145
+24% +$17K
IYH icon
510
iShares US Healthcare ETF
IYH
$3.54B
$92K 0.01%
2,360
– –
MLM icon
511
Martin Marietta Materials
MLM
$33B
$92K 0.01%
404
-5
-1% -$1.08K
EZU icon
512
iShare MSCI Eurozone ETF
EZU
$9.91B
$91K 0.01%
2,319
+87
+4% +$3.43K
KBE icon
513
State Street SPDR S&P Bank ETF
KBE
$1.66B
$91K 0.01%
2,100
-3,095
-60% -$134K
KEQU icon
514
Kewaunee Scientific
KEQU
$106M
$91K 0.01%
4,800
– –
ANSS
515
DELISTED
Ansys
ANSS
$90K 0.01%
441
+11
+3% +$2.1K
AGGP
516
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$90K 0.01%
4,637
– –
SAP icon
517
SAP
SAP
$238B
$88K 0.01%
646
+195
+43% +$24.3K
SCHA icon
518
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$88K 0.01%
4,968
+3,884
+358% +$68.7K
FDUS icon
519
Fidus Investment
FDUS
$772M
$87K 0.01%
5,460
– –
RGEN icon
520
Repligen
RGEN
$9.25B
$85K 0.01%
1,000
– –
FHN icon
521
First Horizon
FHN
$12.1B
$83K 0.01%
5,592
+43
+0.8% +$622
TT icon
522
Trane Technologies
TT
$106B
$83K 0.01%
655
+431
+192% +$51.6K
BOTZ icon
523
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
$82K 0.01%
3,975
+1,782
+81% +$36.4K
RPM icon
524
RPM International
RPM
$15B
$82K 0.01%
1,350
+1,323
+4,900% +$78.1K
VT icon
525
Vanguard Total World Stock ETF
VT
$79.8B
$82K 0.01%
1,100
– –
19 20
21
22 23

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.