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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
476
Waste Management
WM
$91.1B
$133K 0.01%
893
-286
-24% -$42.8K
EL icon
477
Estee Lauder
EL
$31.7B
$132K 0.01%
442
-40
-8% -$13.1K
HAIL icon
478
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$19.9M
$132K 0.01%
2,421
– –
IQV icon
479
IQVIA
IQV
$40.2B
$132K 0.01%
554
+92
+20% +$23.2K
MMIN icon
480
IQ MacKay Municipal Insured ETF
MMIN
$478M
$131K 0.01%
4,787
– –
PDBC icon
481
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.66B
$129K 0.01%
6,141
-1,369
-18% -$27.4K
XLC icon
482
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$128K 0.01%
1,608
-1,682
-51% -$139K
ITM icon
483
VanEck Intermediate Muni ETF
ITM
$2.13B
$127K 0.01%
2,485
– –
SIZE icon
484
iShares MSCI USA Size Factor ETF
SIZE
$444M
$127K 0.01%
999
-1,018
-50% -$134K
THFF icon
485
First Financial Corp
THFF
$974M
$127K 0.01%
3,038
– –
SUB icon
486
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$126K 0.01%
1,176
-1,244
-51% -$134K
WBA
487
DELISTED
Walgreens Boots Alliance
WBA
$126K 0.01%
2,691
+105
+4% +$5.06K
CHTR icon
488
Charter Communications
CHTR
$18.8B
$125K 0.01%
172
+8
+5% +$6.07K
CNI icon
489
Canadian National Railway
CNI
$76.4B
$125K 0.01%
1,083
– –
FDN icon
490
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.37B
$125K 0.01%
531
-578
-52% -$141K
GWW icon
491
W.W. Grainger
GWW
$61.2B
$125K 0.01%
319
– –
IMCB icon
492
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$123K 0.01%
1,860
– –
SLB icon
493
SLB Ltd
SLB
$79.3B
$123K 0.01%
4,164
-894
-18% -$25.6K
IXJ icon
494
iShares Global Healthcare ETF
IXJ
$4.24B
$122K 0.01%
1,460
– –
ARCC icon
495
Ares Capital
ARCC
$14.4B
$121K 0.01%
5,979
-2,483
-29% -$49.8K
MPC icon
496
Marathon Petroleum
MPC
$93.7B
$121K 0.01%
1,970
+5
+0.3% +$288
DLN icon
497
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$119K 0.01%
2,000
– –
GBIL icon
498
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$119K 0.01%
1,191
-150
-11% -$15K
COHR icon
499
Coherent
COHR
$64.2B
$118K 0.01%
2,000
– –
DINO icon
500
HF Sinclair
DINO
$15.3B
$118K 0.01%
3,565
– –
18 19
20
21 22

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.