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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
476
Microchip Technology
MCHP
$44.5B
$113K 0.01%
2,434
– –
NTAP icon
477
NetApp
NTAP
$39.5B
$113K 0.01%
2,162
– –
BUD icon
478
AB InBev
BUD
$163B
$112K 0.01%
1,180
-190
-14% -$18K
SRE icon
479
Sempra
SRE
$55.4B
$112K 0.01%
1,522
-616
-29% -$43.1K
XLV icon
480
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$112K 0.01%
1,247
– –
AVGO icon
481
Broadcom
AVGO
$2.02T
$111K 0.01%
4,050
-1,050
-21% -$29.9K
DOL icon
482
WisdomTree True Developed International Fund
DOL
$841M
$111K 0.01%
2,432
– –
DOV icon
483
Dover
DOV
$28.4B
$111K 0.01%
1,117
– –
IXJ icon
484
iShares Global Healthcare ETF
IXJ
$4.23B
$110K 0.01%
1,814
– –
MLM icon
485
Martin Marietta Materials
MLM
$32.8B
$110K 0.01%
404
– –
CI icon
486
Cigna
CI
$73.5B
$109K 0.01%
719
-16
-2% -$2.6K
PEGA icon
487
Pegasystems
PEGA
$5.44B
$109K 0.01%
3,214
+158
+5% +$5.71K
LZB icon
488
La-Z-Boy
LZB
$1.66B
$108K 0.01%
+3,236
New +$103K
PREF icon
489
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$108K 0.01%
5,425
– –
ORLY icon
490
O'Reilly Automotive
ORLY
$75B
$107K 0.01%
4,035
-30
-0.7% -$775
CMBS icon
491
iShares CMBS ETF
CMBS
$474M
$106K 0.01%
1,988
-10,765
-84% -$574K
DGRE icon
492
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$106K 0.01%
4,564
-500
-10% -$11.8K
PRK icon
493
Park National Corp
PRK
$3.62B
$106K 0.01%
1,119
+1,100
+5,789% +$104K
TLT icon
494
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$106K 0.01%
747
-441
-37% -$61.3K
VTC icon
495
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$106K 0.01%
1,200
– –
ARCC icon
496
Ares Capital
ARCC
$14.3B
$105K 0.01%
5,654
– –
BIIB icon
497
Biogen
BIIB
$30.5B
$105K 0.01%
455
-6
-1% -$1.4K
HEFA icon
498
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$105K 0.01%
3,510
– –
HES
499
DELISTED
Hess
HES
$104K 0.01%
1,723
– –
KHC icon
500
Kraft Heinz
KHC
$29.4B
$104K 0.01%
3,737
-102
-3% -$2.94K
18 19
20
21 22

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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.