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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
(+1.3%)
Cap. Flow
+$37.5M
Cap. Flow
% of AUM
2.1%
Top 10 Holdings %
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$16.3M |
| 2 |
Simplify US Equity PLUS Downside Convexity ETF
SPD
|
+$9.62M |
| 3 |
Vanguard US Multifactor ETF
VFMF
|
+$4.73M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.93M |
| 5 |
VanEck Inflation Allocation ETF
RAAX
|
+$3.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.86M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.21M |
| 3 |
Global X Adaptive US Factor ETF
AUSF
|
+$2.99M |
| 4 |
ADER
26 Capital Acquisition Corp
ADER
|
+$2.49M |
| 5 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.94% |
| 2 | Financials | 5.81% |
| 3 | Healthcare | 2.4% |
| 4 | Consumer Discretionary | 2.07% |
| 5 | Consumer Staples | 1.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
| $11.7M | 0.65% |
228,542
+30,534
| +15% | +$1.56M |
|
27
iShares Core S&P Small-Cap ETF
IJR
$112B
| $11.4M | 0.63% |
104,012
+1,240
| +1% | +$137K |
|
28
LHA Market State Tactical Beta ETF
MSTB
$200M
| $11M | 0.61% |
362,945
-11,500
| -3% | -$361K |
|
29
iShares Core S&P Mid-Cap ETF
IJH
$127B
| $10.5M | 0.59% |
199,080
-340
| -0.2% | -$18.3K |
|
30
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
| $10.3M | 0.58% |
203,366
+27,494
| +16% | +$1.39M |
|
31
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
| $9.63M | 0.54% |
64,273
-1,387
| -2% | -$212K |
|
|
32
Simplify US Equity PLUS Downside Convexity ETF
SPD
$107M
| $9.54M | 0.53% |
313,480
+308,365
| +6,029% | +$9.62M |
|
33
Johnson & Johnson
JNJ
$625B
| $9.33M | 0.52% |
57,791
+283
| +0.5% | +$48.3K |
|
34
JPMorgan Chase
JPM
$950B
| $9.23M | 0.52% |
56,401
+261
| +0.5% | +$40.9K |
|
35
Lowe's Companies
LOW
$125B
| $9.09M | 0.51% |
44,813
-1,294
| -3% | -$258K |
|
36
iShares Global 100 ETF
IOO
$9.5B
| $9.07M | 0.51% |
127,566
-367
| -0.3% | -$26.9K |
|
37
Invesco QQQ Trust
QQQ
$481B
| $9M | 0.5% |
25,138
+4,448
| +21% | +$1.64M |
|
38
American Express
AXP
$230B
| $8.65M | 0.48% |
51,621
-173
| -0.3% | -$28.9K |
|
39
ExxonMobil
XOM
$634B
| $8.53M | 0.48% |
145,000
-4,108
| -3% | -$234K |
|
40
Vanguard Morningstar Growth ETF
VUG
$230B
| $7.84M | 0.44% |
162,108
+2,856
| +2% | +$142K |
|
41
Bank of America
BAC
$442B
| $7.58M | 0.42% |
178,653
+4,801
| +3% | +$193K |
|
42
iShares Core Dividend Growth ETF
DGRO
$43.6B
| $7.46M | 0.42% |
148,581
+409
| +0.3% | +$21.2K |
|
43
Schwab US Dividend Equity ETF
SCHD
$106B
| $7.29M | 0.41% |
294,708
+17,556
| +6% | +$446K |
|
44
Amazon
AMZN
$2.96T
| $7.13M | 0.4% |
43,420
-4,240
| -9% | -$731K |
|
45
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
| $7.07M | 0.4% |
166,289
+17,648
| +12% | +$766K |
|
46
Global X Emerging Markets Bond ETF
EMBD
$250M
| $6.82M | 0.38% |
257,371
+46,963
| +22% | +$1.26M |
|
47
iShares S&P 500 Growth ETF
IVW
$77.6B
| $6.72M | 0.38% |
90,878
+33,753
| +59% | +$2.57M |
|
48
Vanguard International Dividend Appreciation ETF
VIGI
$9.31B
| $6.62M | 0.37% |
75,914
-2,268
| -3% | -$203K |
|
49
Schwab US Large- Cap ETF
SCHX
$74.6B
| $6.6M | 0.37% |
380,748
+3,288
| +0.9% | +$58.6K |
|
50
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.04B
| $6.56M | 0.37% |
98,145
-118
| -0.1% | -$8.09K |
|
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Carroll Financial Associates's Q3 2021 Portfolio in Review
As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
- Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
- Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
- Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
- Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
- Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
- Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.
Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.