We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
451
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$65K 0.01%
677
-450
-40% -$44.1K
NWL icon
452
Newell Brands
NWL
$2.56B
$65K 0.01%
3,369
+810
+32% +$16.1K
ZTS icon
453
Zoetis
ZTS
$30B
$65K 0.01%
764
– –
ELV icon
454
Elevance Health
ELV
$85.5B
$64K 0.01%
256
– –
COF icon
455
Capital One
COF
$134B
$63K 0.01%
791
-15
-2% -$1.3K
NFLX icon
456
Netflix
NFLX
$309B
$63K 0.01%
2,020
-1,340
-40% -$40.1K
AWK icon
457
American Water Works
AWK
$26.9B
$62K 0.01%
700
-75
-10% -$6.85K
DNL icon
458
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$62K 0.01%
2,480
-42
-2% -$1.09K
FIS icon
459
Fidelity National Information Services
FIS
$22.1B
$62K 0.01%
610
– –
GGZ
460
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$62K 0.01%
6,032
+6,000
+18,750% +$65.4K
COR icon
461
Cencora
COR
$61.2B
$61K 0.01%
820
– –
CB icon
462
Chubb
CB
$135B
$59K 0.01%
470
+27
+6% +$3.49K
IYK icon
463
iShares US Consumer Staples ETF
IYK
$1.43B
$59K 0.01%
1,638
+1,122
+217% +$42.8K
CEF icon
464
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$58K 0.01%
4,656
– –
IP icon
465
International Paper
IP
$22B
$58K 0.01%
1,454
-687
-32% -$28.8K
UUP icon
466
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$58K 0.01%
2,300
– –
WPC icon
467
W.P. Carey
WPC
$16.4B
$58K 0.01%
894
– –
XLU icon
468
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$58K 0.01%
2,226
-120
-5% -$3.26K
MKL icon
469
Markel Group
MKL
$23.2B
$57K 0.01%
55
– –
PPL
470
PPL Corp
PPL
$26.7B
$57K 0.01%
1,984
– –
BMI icon
471
Badger Meter
BMI
$4.03B
$56K 0.01%
1,150
– –
FE icon
472
FirstEnergy
FE
$27.5B
$55K 0.01%
1,476
– –
FISV
473
Fiserv Inc
FISV
$27.9B
$55K 0.01%
756
– –
PFFD icon
474
Global X US Preferred ETF
PFFD
$2.16B
$54K 0.01%
+2,366
New +$54.8K
PGX icon
475
Invesco Preferred ETF
PGX
$3.78B
$54K 0.01%
3,964
– –
17 18
19
20 21

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.