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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
451
Newell Brands
NWL
$2.56B
$65K 0.01%
2,559
– –
TSM icon
452
TSMC
TSM
$2.18T
$65K 0.01%
1,799
+550
+44% +$21.7K
WMB icon
453
Williams Companies
WMB
$86.1B
$65K 0.01%
2,420
-485
-17% -$12.8K
ZTS icon
454
Zoetis
ZTS
$30B
$65K 0.01%
764
+340
+80% +$28.7K
DLR icon
455
Digital Realty Trust
DLR
$71.7B
$64K 0.01%
578
– –
ITM icon
456
VanEck Intermediate Muni ETF
ITM
$2.15B
$64K 0.01%
1,365
– –
MS icon
457
Morgan Stanley
MS
$340B
$63K 0.01%
1,340
+162
+14% +$8.46K
FTV icon
458
Fortive
FTV
$18.6B
$62K 0.01%
1,277
+359
+39% +$17.1K
NVDA icon
459
NVIDIA
NVDA
$5.42T
$61K 0.01%
10,400
+800
+8% +$4.86K
VGK icon
460
Vanguard FTSE Europe ETF
VGK
$31.4B
$61K 0.01%
1,097
– –
CEFL
461
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$61K 0.01%
+4,000
New +$63.4K
XLU icon
462
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$60K 0.01%
2,346
+920
+65% +$23.1K
BOTZ icon
463
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
$59K 0.01%
2,721
-200
-7% -$4.67K
CPB icon
464
Campbell Soup
CPB
$6.87B
$59K 0.01%
1,480
– –
EOG icon
465
EOG Resources
EOG
$70.7B
$59K 0.01%
480
-47
-9% -$5.46K
BIDU icon
466
Baidu
BIDU
$37.2B
$58K 0.01%
242
-9
-4% -$2.24K
CAG icon
467
Conagra Brands
CAG
$7.23B
$58K 0.01%
1,623
+1
+0.1% +$37
CEF icon
468
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$58K 0.01%
4,656
– –
MKL icon
469
Markel Group
MKL
$23.2B
$58K 0.01%
54
– –
NEM icon
470
Newmont
NEM
$119B
$58K 0.01%
1,552
+304
+24% +$12K
WPC icon
471
W.P. Carey
WPC
$16.4B
$58K 0.01%
894
– –
IYE icon
472
iShares US Energy ETF
IYE
$1.71B
$57K 0.01%
1,360
– –
PGX icon
473
Invesco Preferred ETF
PGX
$3.79B
$57K 0.01%
3,964
+145
+4% +$2.1K
SAP icon
474
SAP
SAP
$238B
$57K 0.01%
501
– –
UUP icon
475
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$57K 0.01%
2,300
– –
17 18
19
20 21

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.