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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
451
iShares MSCI EAFE ETF
EFA
$80.2B
$16K 0.01%
233
+133
+133% +$8.79K
LBTYK icon
452
Liberty Global Class C
LBTYK
$3.49B
$16K 0.01%
480
+253
+111% +$8.45K
MPC icon
453
Marathon Petroleum
MPC
$83.7B
$16K 0.01%
370
+174
+89% +$7.63K
PSMT icon
454
Pricesmart
PSMT
$5.46B
$16K 0.01%
160
– –
RIG icon
455
Transocean
RIG
$5.82B
$16K 0.01%
375
+350
+1,400% +$15.2K
SPG icon
456
Simon Property Group
SPG
$72.3B
$16K 0.01%
106
– –
UAL icon
457
United Airlines
UAL
$42.1B
$16K 0.01%
355
– –
OMCC
458
DELISTED
Old Market Capital Corp
OMCC
$16K 0.01%
992
– –
ECH icon
459
iShares MSCI Chile ETF
ECH
$1.06B
$15K ﹤0.01%
335
– –
FFC
460
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$15K ﹤0.01%
800
– –
IWM icon
461
iShares Russell 2000 ETF
IWM
$81.9B
$15K ﹤0.01%
129
– –
UUP icon
462
Invesco DB US Dollar Index Bullish Fund
UUP
$413M
$15K ﹤0.01%
700
-2,775
-80% -$59.8K
VHT icon
463
Vanguard Health Care ETF
VHT
$18.7B
$15K ﹤0.01%
136
– –
S
464
DELISTED
Sprint Corporation
S
$15K ﹤0.01%
1,633
-1,774
-52% -$15.6K
PCP
465
DELISTED
PRECISION CASTPARTS CORP
PCP
$15K ﹤0.01%
+59
New +$15.3K
BGC icon
466
BGC Group
BGC
$4.89B
$14K ﹤0.01%
3,225
+51
+2% +$217
BKNG icon
467
Booking.com
BKNG
$161B
$14K ﹤0.01%
300
+200
+200% +$9.87K
CTSH icon
468
Cognizant
CTSH
$26B
$14K ﹤0.01%
+274
New +$13.7K
EPP icon
469
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$14K ﹤0.01%
300
– –
IYM icon
470
iShares US Basic Materials ETF
IYM
$1.02B
$14K ﹤0.01%
165
– –
KLAC icon
471
KLA
KLAC
$259B
$14K ﹤0.01%
2,000
– –
NVRI icon
472
Enviri
NVRI
$620M
$14K ﹤0.01%
598
– –
TRN icon
473
Trinity Industries
TRN
$2.38B
$14K ﹤0.01%
556
– –
TRP icon
474
TC Energy
TRP
$65.9B
$14K ﹤0.01%
311
+11
+4% +$488
X
475
DELISTED
US Steel
X
$14K ﹤0.01%
+500
New +$13.1K
17 18
19
20 21

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.