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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIH icon
426
VanEck Oil Services ETF
OIH
$1.92B
$81K 0.01%
155
– –
CME icon
427
CME Group
CME
$94.8B
$80K 0.01%
494
+180
+57% +$29.4K
NVO
428
Novo Nordisk
NVO
$209B
$80K 0.01%
3,476
+442
+15% +$10.5K
VT icon
429
Vanguard Total World Stock ETF
VT
$79.8B
$80K 0.01%
1,100
– –
ACWI icon
430
iShares MSCI ACWI ETF
ACWI
$33.5B
$79K 0.01%
1,114
+16
+1% +$1.16K
SLV icon
431
iShares Silver Trust
SLV
$30.7B
$79K 0.01%
5,250
+5,150
+5,150% +$80.2K
BUD icon
432
AB InBev
BUD
$165B
$78K 0.01%
776
+345
+80% +$34.2K
COF icon
433
Capital One
COF
$134B
$78K 0.01%
853
+1
+0.1% +$95
XLI icon
434
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$78K 0.01%
1,091
+46
+4% +$3.41K
FDUS icon
435
Fidus Investment
FDUS
$772M
$77K 0.01%
5,460
– –
ULTA icon
436
Ulta Beauty
ULTA
$24.3B
$76K 0.01%
329
– –
TSLA icon
437
Tesla
TSLA
$1.3T
$75K 0.01%
3,315
-2,970
-47% -$60.4K
AWK icon
438
American Water Works
AWK
$26.9B
$74K 0.01%
875
+100
+13% +$8.27K
GRNB icon
439
VanEck Green Bond ETF
GRNB
$185M
$74K 0.01%
2,884
– –
HTD
440
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$74K 0.01%
+3,200
New +$71.5K
VGIT icon
441
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$73K 0.01%
1,170
– –
MMP
442
DELISTED
Magellan Midstream Partners, L.P.
MMP
$73K 0.01%
1,064
– –
IYH icon
443
iShares US Healthcare ETF
IYH
$3.54B
$72K 0.01%
2,035
– –
MEAR icon
444
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$72K 0.01%
1,450
– –
NOC icon
445
Northrop Grumman
NOC
$81.2B
$71K 0.01%
231
+40
+21% +$13.2K
CELG
446
DELISTED
Celgene Corp
CELG
$71K 0.01%
900
-510
-36% -$42.3K
EXC icon
447
Exelon
EXC
$47B
$70K 0.01%
2,332
– –
BLK icon
448
Blackrock
BLK
$176B
$69K 0.01%
140
+28
+25% +$14.8K
COR icon
449
Cencora
COR
$61.2B
$69K 0.01%
820
– –
DNL icon
450
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$69K 0.01%
2,438
+1,538
+171% +$45.2K
16 17
18
19 20

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.