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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
401
Vanguard Consumer Staples ETF
VDC
$7.99B
$155K 0.01%
1,045
– –
VGSH icon
402
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$154K 0.01%
2,540
+1,906
+301% +$115K
NTR icon
403
Nutrien
NTR
$30.7B
$152K 0.01%
2,843
+284
+11% +$14.8K
JSML icon
404
Janus Henderson Small Cap Growth Alpha ETF
JSML
$379M
$151K 0.01%
3,465
– –
VCR icon
405
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$151K 0.01%
845
– –
SMM
406
DELISTED
Salient Midstream & MLP Fund
SMM
$151K 0.01%
17,610
– –
APD icon
407
Air Products & Chemicals
APD
$67.6B
$150K 0.01%
667
+150
+29% +$31.1K
IJJ icon
408
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$150K 0.01%
1,892
-112
-6% -$8.88K
MJ icon
409
Amplify Alternative Harvest ETF
MJ
$105M
$150K 0.01%
395
+47
+14% +$19K
EL icon
410
Estee Lauder
EL
$32B
$149K 0.01%
814
+79
+11% +$13.5K
MGC icon
411
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$149K 0.01%
1,480
– –
ARKF icon
412
ARK Blockchain & Fintech Innovation ETF
ARKF
$769M
$148K 0.01%
+6,547
New +$145K
MCK icon
413
McKesson
MCK
$101B
$148K 0.01%
1,107
+108
+11% +$13.5K
MRSH
414
Marsh
MRSH
$91.5B
$147K 0.01%
1,475
+503
+52% +$48.1K
SPXE icon
415
ProShares S&P 500 ex-Energy ETF
SPXE
$86.7M
$147K 0.01%
4,760
– –
AVGO icon
416
Broadcom
AVGO
$2.04T
$146K 0.01%
5,100
-11,730
-70% -$342K
ESNT icon
417
Essent Group
ESNT
$6.33B
$146K 0.01%
+3,111
New +$146K
SRE icon
418
Sempra
SRE
$54.8B
$146K 0.01%
2,138
-580
-21% -$38K
HSIC icon
419
Henry Schein
HSIC
$9.82B
$144K 0.01%
2,068
– –
WTRG icon
420
Essential Utilities
WTRG
$11.4B
$144K 0.01%
3,495
+1,129
+48% +$43.9K
THFF icon
421
First Financial Corp
THFF
$969M
$143K 0.01%
3,584
-145
-4% -$5.84K
ICLN icon
422
iShares Global Clean Energy ETF
ICLN
$2.4B
$142K 0.01%
13,388
+11,052
+473% +$112K
IDV icon
423
iShares International Select Dividend ETF
IDV
$8.51B
$142K 0.01%
4,652
+4
+0.1% +$124
USB icon
424
US Bancorp
USB
$99.6B
$141K 0.01%
2,705
-68
-2% -$3.5K
MLPI
425
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$141K 0.01%
6,315
+5,685
+902% +$127K
15 16
17
18 19

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.