We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OAK
401
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$23K 0.01%
400
– –
WIN
402
DELISTED
Windstream Holdings Inc
WIN
$23K 0.01%
360
– –
HSH
403
DELISTED
HILLSHIRE BRANDS CO
HSH
$23K 0.01%
616
– –
DEG
404
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$23K 0.01%
1,252
– –
CNI icon
405
Canadian National Railway
CNI
$76.6B
$22K 0.01%
400
– –
DOV icon
406
Dover
DOV
$28.4B
$22K 0.01%
332
-68
-17% -$4.23K
ISRG icon
407
Intuitive Surgical
ISRG
$134B
$22K 0.01%
450
– –
JAZZ icon
408
Jazz Pharmaceuticals
JAZZ
$16.7B
$22K 0.01%
160
– –
VMO icon
409
Invesco Municipal Opportunity Trust
VMO
$663M
$22K 0.01%
1,829
– –
SFE
410
DELISTED
Safeguard Scientifics, Inc.
SFE
$22K 0.01%
1,000
– –
RAD
411
DELISTED
Rite Aid Corporation
RAD
$22K 0.01%
172
-25
-13% -$3.05K
KOL
412
DELISTED
VanEck Vectors Coal ETF
KOL
$22K 0.01%
+119
New +$21.5K
ADRE
413
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$22K 0.01%
600
– –
APH icon
414
Amphenol
APH
$209B
$21K 0.01%
1,840
– –
EWZ icon
415
iShares MSCI Brazil ETF
EWZ
$8.95B
$21K 0.01%
+476
New +$19.5K
NE
416
DELISTED
Noble Corporation
NE
$21K 0.01%
744
-2,288
-75% -$64.7K
DHR icon
417
Danaher
DHR
$144B
$20K 0.01%
402
+238
+145% +$12.1K
MRSH
418
Marsh
MRSH
$91.5B
$20K 0.01%
400
– –
NAT icon
419
Nordic American Tanker
NAT
$1.37B
$20K 0.01%
2,066
– –
SPE
420
Special Opportunities Fund
SPE
$144M
$20K 0.01%
1,256
– –
SPXC icon
421
SPX Corp
SPXC
$10.8B
$20K 0.01%
794
– –
VIS icon
422
Vanguard Industrials ETF
VIS
$8.48B
$20K 0.01%
195
– –
XLB icon
423
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$20K 0.01%
850
+50
+6% +$1.15K
NGLS
424
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$20K 0.01%
+350
New +$18.5K
DFS
425
DELISTED
Discover Financial Services
DFS
$19K 0.01%
334
+84
+34% +$4.7K
15 16
17
18 19

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.