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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
(+1.3%)
Cap. Flow
+$37.5M
Cap. Flow
% of AUM
2.1%
Top 10 Holdings %
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$16.3M |
| 2 |
Simplify US Equity PLUS Downside Convexity ETF
SPD
|
+$9.62M |
| 3 |
Vanguard US Multifactor ETF
VFMF
|
+$4.73M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.93M |
| 5 |
VanEck Inflation Allocation ETF
RAAX
|
+$3.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.86M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.21M |
| 3 |
Global X Adaptive US Factor ETF
AUSF
|
+$2.99M |
| 4 |
ADER
26 Capital Acquisition Corp
ADER
|
+$2.49M |
| 5 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.94% |
| 2 | Financials | 5.81% |
| 3 | Healthcare | 2.4% |
| 4 | Consumer Discretionary | 2.07% |
| 5 | Consumer Staples | 1.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Sysco
SYY
$40.1B
| $215K | 0.01% |
2,750
-890
| -24% | -$67.9K |
|
377
Dover
DOV
$28.3B
| $212K | 0.01% |
1,369
| – | – |
|
378
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
| $210K | 0.01% |
3,237
| – | – |
|
379
Microchip Technology
MCHP
$44.2B
| $210K | 0.01% |
2,742
+4
| +0.1% | +$300 |
|
380
Textron
TXT
$15.3B
| $210K | 0.01% |
3,011
| – | – |
|
381
TSMC
TSM
$2.17T
| $209K | 0.01% |
1,873
+661
| +55% | +$77.6K |
|
382
Shopify
SHOP
$200B
| $208K | 0.01% |
1,540
+150
| +11% | +$22.5K |
|
383
iShares Russell Mid-Cap ETF
IWR
$57.5B
| $206K | 0.01% |
2,638
| – | – |
|
384
Welltower
WELL
$169B
| $206K | 0.01% |
2,505
-70
| -3% | -$6.01K |
|
385
SoFi Technologies
SOFI
$23.4B
| $205K | 0.01% |
12,964
+11,964
| +1,196% | +$188K |
|
386
Aon
AON
$75.7B
| $204K | 0.01% |
717
-144
| -17% | -$38.7K |
|
387
Pegasystems
PEGA
$5.43B
| $204K | 0.01% |
3,214
-2
| -0.1% | -$133 |
|
388
Sherwin-Williams
SHW
$88.1B
| $203K | 0.01% |
726
+18
| +3% | +$5.27K |
|
|
HBI
389
DELISTED
Hanesbrands
HBI
| $202K | 0.01% |
11,780
-932
| -7% | -$17.5K |
|
390
MetLife
MET
$61.7B
| $202K | 0.01% |
3,282
-29
| -0.9% | -$1.75K |
|
|
ATVI
391
DELISTED
Activision Blizzard
ATVI
| $201K | 0.01% |
2,598
-388
| -13% | -$32.4K |
|
392
New York Times
NYT
$10.5B
| $199K | 0.01% |
4,050
+32
| +0.8% | +$1.51K |
|
393
Global X US Preferred ETF
PFFD
$2.16B
| $199K | 0.01% |
7,748
+3,159
| +69% | +$82.1K |
|
394
Colgate-Palmolive
CL
$74.3B
| $198K | 0.01% |
2,629
+235
| +10% | +$18.7K |
|
395
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$256M
| $198K | 0.01% |
5,400
| – | – |
|
396
Advanced Micro Devices
AMD
$767B
| $196K | 0.01% |
1,905
-1,476
| -44% | -$151K |
|
397
Dollar General
DG
$27B
| $196K | 0.01% |
927
+141
| +18% | +$31.8K |
|
398
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
| $195K | 0.01% |
7,316
+2,400
| +49% | +$64.6K |
|
399
Booking.com
BKNG
$160B
| $194K | 0.01% |
2,050
+175
| +9% | +$15.7K |
|
400
Public Storage
PSA
$60.8B
| $194K | 0.01% |
654
-37
| -5% | -$11.6K |
|
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Carroll Financial Associates's Q3 2021 Portfolio in Review
As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
- Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
- Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
- Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
- Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
- Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
- Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.
Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.