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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRV icon
376
Travelers Companies
TRV
$80.2B
$172K 0.02%
1,154
– –
VYM icon
377
Vanguard High Dividend Yield ETF
VYM
$82.8B
$171K 0.01%
1,966
– –
HXL icon
378
Hexcel
HXL
$7.82B
$170K 0.01%
+2,114
New +$154K
PSA icon
379
Public Storage
PSA
$61.3B
$170K 0.01%
715
+236
+49% +$54.1K
VEA icon
380
Vanguard FTSE Developed Markets ETF
VEA
$236B
$170K 0.01%
4,088
+614
+18% +$25.3K
DINO icon
381
HF Sinclair
DINO
$14.5B
$168K 0.01%
3,647
– –
GM icon
382
General Motors
GM
$76.8B
$168K 0.01%
4,370
+177
+4% +$6.64K
CORE
383
DELISTED
Core Mark Holding Co., Inc.
CORE
$166K 0.01%
+4,185
New +$157K
JSMD icon
384
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
$164K 0.01%
3,630
– –
OUSM icon
385
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$907M
$164K 0.01%
6,010
– –
ARI
386
Apollo Commercial Real Estate
ARI
$885M
$163K 0.01%
8,894
+2,277
+34% +$42.4K
RSPU icon
387
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$530M
$162K 0.01%
3,290
– –
PLD icon
388
Prologis
PLD
$133B
$161K 0.01%
2,013
+479
+31% +$36.5K
JEF icon
389
Jefferies Financial Group
JEF
$13.1B
$160K 0.01%
9,317
-290
-3% -$4.97K
NULV icon
390
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
$158K 0.01%
5,229
– –
PAYX icon
391
Paychex
PAYX
$42.7B
$158K 0.01%
1,932
-825
-30% -$69.6K
UL icon
392
Unilever
UL
$136B
$158K 0.01%
2,275
-3
-0.1% -$204
TRK
393
DELISTED
Speedway Motorsports, Inc.
TRK
$158K 0.01%
8,546
– –
MET icon
394
MetLife
MET
$62.1B
$157K 0.01%
3,162
-90
-3% -$4.23K
NHI icon
395
National Health Investors
NHI
$3.65B
$157K 0.01%
2,013
+13
+0.7% +$1.01K
OKTA icon
396
Okta
OKTA
$25.8B
$157K 0.01%
+1,273
New +$138K
TLT icon
397
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$157K 0.01%
1,188
+1,113
+1,484% +$141K
GPN icon
398
Global Payments
GPN
$22.8B
$156K 0.01%
+980
New +$146K
LNT icon
399
Alliant Energy
LNT
$18B
$156K 0.01%
3,187
+897
+39% +$42.8K
HSCZ icon
400
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$247M
$155K 0.01%
5,400
+1,340
+33% +$38.5K
14 15
16
17 18

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.