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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBW icon
351
Invesco WilderHill Clean Energy ETF
PBW
$458M
$254K 0.01%
3,298
– –
YUMC icon
352
Yum China
YUMC
$16.5B
$254K 0.01%
4,376
-40
-0.9% -$2.46K
DXCM icon
353
DexCom
DXCM
$33.1B
$252K 0.01%
1,848
-420
-19% -$53K
ZM icon
354
Zoom
ZM
$31.4B
$252K 0.01%
964
-286
-23% -$96.4K
PNC icon
355
PNC Financial Services
PNC
$100B
$251K 0.01%
1,284
+18
+1% +$3.4K
ICLR icon
356
Icon
ICLR
$12.8B
$248K 0.01%
950
+580
+157% +$141K
EFA icon
357
iShares MSCI EAFE ETF
EFA
$79.8B
$246K 0.01%
3,164
+66
+2% +$5.28K
TREE icon
358
LendingTree
TREE
$453M
$246K 0.01%
1,765
– –
VNQ icon
359
Vanguard Real Estate ETF
VNQ
$38.6B
$245K 0.01%
2,416
-385
-14% -$40.8K
BHP icon
360
BHP
BHP
$230B
$241K 0.01%
5,049
-500
-9% -$30.5K
TDVG icon
361
T. Rowe Price Dividend Growth ETF
TDVG
$1.45B
$238K 0.01%
+7,504
New +$245K
TRV icon
362
Travelers Companies
TRV
$78.3B
$238K 0.01%
1,569
+11
+0.7% +$1.7K
IHF icon
363
iShares US Healthcare Providers ETF
IHF
$1.27B
$235K 0.01%
4,590
-410
-8% -$21.9K
MCK icon
364
McKesson
MCK
$103B
$234K 0.01%
1,177
+66
+6% +$13.2K
MAR icon
365
Marriott International
MAR
$90.9B
$232K 0.01%
1,572
+3
+0.2% +$419
O icon
366
Realty Income
O
$58.6B
$231K 0.01%
3,689
+4
+0.1% +$270
CTAS icon
367
Cintas
CTAS
$81.1B
$228K 0.01%
2,400
– –
MSI icon
368
Motorola Solutions
MSI
$76.5B
$228K 0.01%
983
-31
-3% -$7.19K
XLE icon
369
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$227K 0.01%
8,726
-2,318
-21% -$57.4K
QQQN
370
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$224K 0.01%
6,880
+35
+0.5% +$1.18K
IAU icon
371
iShares Gold Trust
IAU
$65.1B
$222K 0.01%
6,667
+390
+6% +$13.3K
ACWI icon
372
iShares MSCI ACWI ETF
ACWI
$33.3B
$221K 0.01%
2,212
-404
-15% -$41.5K
IDV icon
373
iShares International Select Dividend ETF
IDV
$8.53B
$218K 0.01%
7,170
-965
-12% -$31K
EES icon
374
WisdomTree US SmallCap Earnings Fund
EES
$727M
$216K 0.01%
4,476
+48
+1% +$2.32K
QCLN icon
375
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$215K 0.01%
3,435
-200
-6% -$13.1K
13 14
15
16 17

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6M
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RFA
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.