We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
326
iShares National Muni Bond ETF
MUB
$45.8B
$286K 0.02%
2,468
+96
+4% +$11.3K
RDS.A
327
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$286K 0.02%
6,428
-975
-13% -$39.3K
IWO icon
328
iShares Russell 2000 Growth ETF
IWO
$14.9B
$285K 0.02%
971
– –
DVY icon
329
iShares Select Dividend ETF
DVY
$23.6B
$284K 0.02%
2,476
– –
INTU icon
330
Intuit
INTU
$91.5B
$283K 0.02%
525
+146
+39% +$78.7K
NVS icon
331
Novartis
NVS
$298B
$282K 0.02%
3,458
-560
-14% -$50.4K
HSY icon
332
Hershey
HSY
$36.7B
$279K 0.02%
1,652
-189
-10% -$33.4K
GD icon
333
General Dynamics
GD
$107B
$277K 0.02%
1,415
+74
+6% +$14.5K
TFX icon
334
Teleflex
TFX
$5.89B
$274K 0.02%
728
+53
+8% +$20.6K
MGC icon
335
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$271K 0.02%
1,780
– –
PJUN icon
336
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$270K 0.02%
8,710
– –
DEO icon
337
Diageo
DEO
$54B
$269K 0.02%
1,394
-467
-25% -$90.5K
IJJ icon
338
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$268K 0.02%
2,608
– –
JPIN icon
339
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$266K 0.01%
4,412
-294
-6% -$18.4K
F icon
340
Ford
F
$55.8B
$264K 0.01%
18,682
-1,048
-5% -$14.3K
IMKTA icon
341
Ingles Markets
IMKTA
$1.62B
$264K 0.01%
4,000
– –
PFF icon
342
iShares Preferred and Income Securities ETF
PFF
$13.2B
$264K 0.01%
6,816
+54
+0.8% +$2.12K
BSV icon
343
Vanguard Short-Term Bond ETF
BSV
$45.6B
$263K 0.01%
3,219
– –
RRC icon
344
Range Resources
RRC
$9.41B
$262K 0.01%
11,594
-500
-4% -$8.11K
TEAM icon
345
Atlassian
TEAM
$38.5B
$260K 0.01%
665
-61
-8% -$20.4K
SIVR icon
346
abrdn Physical Silver Shares ETF
SIVR
$4.56B
$256K 0.01%
12,000
– –
MLPX icon
347
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$255K 0.01%
7,131
+3
+0% +$104
BOTZ icon
348
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.55B
$254K 0.01%
6,969
-28
-0.4% -$1K
GS icon
349
Goldman Sachs
GS
$301B
$254K 0.01%
673
-57
-8% -$22.3K
MKL icon
350
Markel Group
MKL
$22.8B
$254K 0.01%
213
– –
12 13
14
15 16

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.