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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
326
Alerian MLP ETF
AMLP
$12.8B
$40K 0.01%
452
+232
+105% +$20.3K
R icon
327
Ryder
R
$10.1B
$40K 0.01%
500
– –
DTV
328
DELISTED
DIRECTV COM STK (DE)
DTV
$40K 0.01%
527
– –
AZN icon
329
AstraZeneca
AZN
$250B
$39K 0.01%
606
– –
META icon
330
Meta Platforms (Facebook)
META
$1.51T
$39K 0.01%
644
+210
+48% +$13.3K
CFN
331
DELISTED
CAREFUSION CORPORATION
CFN
$39K 0.01%
959
– –
DNP icon
332
DNP Select Income Fund
DNP
$4.09B
$38K 0.01%
3,849
+1,849
+92% +$17.8K
EBAY icon
333
eBay
EBAY
$49.8B
$38K 0.01%
1,613
+254
+19% +$5.9K
OIH icon
334
VanEck Oil Services ETF
OIH
$1.92B
$38K 0.01%
+38
New +$36.1K
PRU icon
335
Prudential Financial
PRU
$41.8B
$38K 0.01%
447
+124
+38% +$10.7K
VO icon
336
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$38K 0.01%
1,336
– –
LO
337
DELISTED
LORILLARD INC COM STK
LO
$38K 0.01%
700
– –
HSBC.PRA
338
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$37K 0.01%
1,450
– –
PL
339
DELISTED
PROTECTIVE LIFE CORP
PL
$37K 0.01%
704
– –
EWA icon
340
iShares MSCI Australia ETF
EWA
$1.45B
$36K 0.01%
1,403
+1,000
+248% +$24.4K
HSIC icon
341
Henry Schein
HSIC
$9.82B
$36K 0.01%
765
-765
-50% -$35K
SNDS
342
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$36K 0.01%
+1,550
New +$36K
HOG icon
343
Harley-Davidson
HOG
$2.71B
$35K 0.01%
519
– –
PH icon
344
Parker-Hannifin
PH
$135B
$35K 0.01%
295
+53
+22% +$6.36K
TRIP icon
345
TripAdvisor
TRIP
$1.26B
$35K 0.01%
387
– –
MHFI
346
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$35K 0.01%
456
+380
+500% +$29.7K
DIA icon
347
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$34K 0.01%
208
-32
-13% -$5.17K
EEM icon
348
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$34K 0.01%
823
+174
+27% +$6.83K
REGN icon
349
Regeneron Pharmaceuticals
REGN
$80.8B
$34K 0.01%
112
+12
+12% +$3.7K
TDC icon
350
Teradata
TDC
$2.55B
$34K 0.01%
700
– –
12 13
14
15 16

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NFG
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6M
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RFA
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CCT
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C
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Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.