Carroll Financial Associates’s SUSTAINABLE NORTH AMERICAN OIL SANDS ETF SNDS Stock Holding History

Carroll Financial Associates’s Portfolio SNDS Stock Details SNDS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,500	Closed	-$28K	–	1312
2016 Q2	$28K	Hold	1,500	–	–	﹤0.01%	549
2016 Q1	$27K	Hold	1,500	–	–	0.01%	549
2015 Q4	$26K	Sell	1,500 -1,900	-56%	-$32.9K	0.01%	529
2015 Q3	$64K	Sell	3,400 -350	-9%	-$6.59K	0.01%	350
2015 Q2	$76K	Buy	3,750 +3,400	+971%	+$68.9K	0.02%	309
2015 Q1	$7K	Hold	350	–	–	﹤0.01%	596
2014 Q4	$7K	Sell	350 -3,900	-92%	-$78K	﹤0.01%	540
2014 Q3	$97K	Sell	4,250 -2,000	-32%	-$45.6K	0.03%	218
2014 Q2	$153K	Buy	6,250 +4,700	+303%	+$115K	0.04%	185
2014 Q1	$36K	Buy	+1,550	New	+$36K	0.01%	342

Other funds holding SNDS

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Carroll Financial Associates's SNDS Position: Q3 2016 in Review

Carroll Financial Associates sold out of SUSTAINABLE NORTH AMERICAN OIL SANDS ETF (SNDS) in Q3 2016, closing a stake of 1,500 shares — an estimated $28K sold.

Carroll Financial Associates first reported a position in SNDS in Q1 2014 and held it in 10 quarters. The position peaked at $153K in Q2 2014. 24 funds tracked by Wall St. Rank hold SNDS as of Q3 2016.

Carroll Financial Associates reported no remaining SUSTAINABLE NORTH AMERICAN OIL SANDS ETF position as of Q3 2016 after selling out during the quarter.
Carroll Financial Associates sold 1,500 SUSTAINABLE NORTH AMERICAN OIL SANDS ETF shares in Q3 2016, an estimated $28K.
Carroll Financial Associates first reported a position in SUSTAINABLE NORTH AMERICAN OIL SANDS ETF in Q1 2014 and held it in 10 quarters.
Carroll Financial Associates's SUSTAINABLE NORTH AMERICAN OIL SANDS ETF position peaked at $153K in Q2 2014.
24 funds tracked by Wall St. Rank held SUSTAINABLE NORTH AMERICAN OIL SANDS ETF as of Q3 2016.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.