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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IZRL icon
301
ARK Israel Innovative Technology ETF
IZRL
$140M
$336K 0.02%
11,500
– –
KEY icon
302
KeyCorp
KEY
$24.3B
$333K 0.02%
15,443
+112
+0.7% +$2.26K
IWP icon
303
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$331K 0.02%
2,962
– –
VWO icon
304
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$331K 0.02%
6,621
-3,679
-36% -$190K
CEMB icon
305
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$329K 0.02%
6,360
+566
+10% +$29.7K
EMB icon
306
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$327K 0.02%
2,978
+265
+10% +$29.8K
BIIB icon
307
Biogen
BIIB
$30.6B
$326K 0.02%
1,153
-274
-19% -$89.8K
AVGO icon
308
Broadcom
AVGO
$2.01T
$325K 0.02%
6,720
-10
-0.1% -$486
STT icon
309
State Street
STT
$51.3B
$323K 0.02%
3,823
+5
+0.1% +$435
CTVA icon
310
Corteva
CTVA
$51B
$321K 0.02%
7,651
+18
+0.2% +$779
EXC icon
311
Exelon
EXC
$45.8B
$316K 0.02%
9,180
-119
-1% -$4.07K
SJM icon
312
J.M. Smucker
SJM
$12.6B
$316K 0.02%
2,637
+30
+1% +$3.81K
EPR icon
313
EPR Properties
EPR
$4.63B
$314K 0.02%
6,367
– –
TROW icon
314
T. Rowe Price
TROW
$24.3B
$312K 0.02%
1,588
– –
ADM icon
315
Archer Daniels Midland
ADM
$38.8B
$307K 0.02%
5,123
+2
+0% +$120
XOP icon
316
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.62B
$306K 0.02%
3,166
+2,630
+491% +$224K
LNG icon
317
Cheniere Energy
LNG
$54.9B
$303K 0.02%
+3,110
New +$272K
ALL icon
318
Allstate
ALL
$68.2B
$301K 0.02%
2,365
+78
+3% +$10.3K
IYF icon
319
iShares US Financials ETF
IYF
$4.4B
$299K 0.02%
3,628
+3,055
+533% +$254K
FNDB icon
320
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$298K 0.02%
16,725
– –
DTEC icon
321
ALPS Disruptive Technologies ETF
DTEC
$76.3M
$296K 0.02%
6,109
-555
-8% -$27.6K
IWS icon
322
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$293K 0.02%
2,595
– –
DLTR icon
323
Dollar Tree
DLTR
$24.9B
$290K 0.02%
3,031
+65
+2% +$6.25K
MSOS icon
324
AdvisorShares Pure US Cannabis ETF
MSOS
$884M
$289K 0.02%
9,175
-440
-5% -$15.2K
OUSM icon
325
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$880M
$287K 0.02%
8,308
– –
11 12
13
14 15

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.