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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
301
Henry Schein
HSIC
$9.82B
$153K 0.02%
2,637
– –
KEQU icon
302
Kewaunee Scientific
KEQU
$106M
$153K 0.02%
4,800
– –
NHI icon
303
National Health Investors
NHI
$3.65B
$153K 0.02%
2,000
-180
-8% -$13.6K
VYM icon
304
Vanguard High Dividend Yield ETF
VYM
$82.8B
$153K 0.02%
1,933
+1,678
+658% +$140K
RDS.B
305
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$151K 0.02%
2,447
-99
-4% -$6.32K
SMM
306
DELISTED
Salient Midstream & MLP Fund
SMM
$150K 0.02%
+17,610
New +$154K
CRM icon
307
Salesforce
CRM
$158B
$149K 0.02%
1,050
+228
+28% +$31.4K
FRN
308
DELISTED
Invesco Frontier Markets ETF
FRN
$149K 0.02%
+11,944
New +$155K
FNB icon
309
FNB Corp
FNB
$6.75B
$147K 0.02%
13,977
-1,080
-7% -$12.5K
DHR icon
310
Danaher
DHR
$144B
$146K 0.02%
1,638
-37
-2% -$3.36K
LMT icon
311
Lockheed Martin
LMT
$136B
$145K 0.02%
542
+49
+10% +$14.9K
VFC icon
312
VF Corp
VFC
$5.89B
$145K 0.02%
2,121
– –
HSY icon
313
Hershey
HSY
$36.6B
$143K 0.02%
1,363
-60
-4% -$6.38K
NI icon
314
NiSource
NI
$20.4B
$143K 0.02%
5,571
– –
CI icon
315
Cigna
CI
$74.6B
$142K 0.02%
+762
New +$159K
HSCZ icon
316
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$247M
$142K 0.02%
5,501
-267
-5% -$7.53K
BIV icon
317
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$140K 0.02%
1,730
-161
-9% -$12.9K
MAR icon
318
Marriott International
MAR
$92.3B
$140K 0.02%
1,301
+1
+0.1% +$115
MET icon
319
MetLife
MET
$62.1B
$140K 0.02%
3,290
-479
-13% -$20.6K
VDC icon
320
Vanguard Consumer Staples ETF
VDC
$7.99B
$140K 0.02%
1,063
+18
+2% +$2.52K
YUMC icon
321
Yum China
YUMC
$16.3B
$139K 0.02%
4,091
– –
ACN icon
322
Accenture
ACN
$108B
$138K 0.02%
981
-47
-5% -$7.44K
DON icon
323
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$138K 0.02%
4,233
– –
NVDA icon
324
NVIDIA
NVDA
$5.42T
$138K 0.02%
38,560
+27,800
+258% +$133K
TRV icon
325
Travelers Companies
TRV
$80.2B
$138K 0.02%
1,168
+1
+0.1% +$125
11 12
13
14 15

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RFA
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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.