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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
276
Stryker
SYK
$130B
$186K 0.02%
1,190
+1
+0.1% +$167
ROST icon
277
Ross Stores
ROST
$81.9B
$185K 0.02%
2,084
-82
-4% -$7.42K
MIC
278
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$184K 0.02%
4,600
+3,600
+360% +$144K
IWB icon
279
iShares Russell 1000 ETF
IWB
$50.1B
$182K 0.02%
1,292
– –
SIVR icon
280
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$182K 0.02%
12,000
– –
DNP icon
281
DNP Select Income Fund
DNP
$4.09B
$181K 0.02%
16,989
– –
RGLD icon
282
Royal Gold
RGLD
$19.5B
$180K 0.02%
2,143
– –
XYLD icon
283
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$178K 0.02%
3,945
+1,035
+36% +$50.2K
EW icon
284
Edwards Lifesciences
EW
$51.7B
$176K 0.02%
3,546
– –
VVC
285
DELISTED
Vectren Corporation
VVC
$176K 0.02%
2,463
– –
FLTR icon
286
VanEck IG Floating Rate ETF
FLTR
$2.97B
$175K 0.02%
7,114
– –
GLW icon
287
Corning
GLW
$143B
$175K 0.02%
6,010
+200
+3% +$6.38K
IWP icon
288
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$175K 0.02%
3,024
– –
VNQ icon
289
Vanguard Real Estate ETF
VNQ
$39B
$174K 0.02%
2,320
-633
-21% -$49.9K
EPS icon
290
WisdomTree US LargeCap Fund
EPS
$1.65B
$172K 0.02%
6,000
– –
BIIB icon
291
Biogen
BIIB
$30.7B
$171K 0.02%
531
+12
+2% +$3.83K
NVR icon
292
NVR
NVR
$17B
$170K 0.02%
69
– –
NULV icon
293
Nuveen ESG Large-Cap Value ETF
NULV
$2.28B
$167K 0.02%
6,237
– –
DGS icon
294
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$163K 0.02%
3,818
+3,491
+1,068% +$148K
TROW icon
295
T. Rowe Price
TROW
$24.3B
$162K 0.02%
1,772
+50
+3% +$4.85K
LH icon
296
Labcorp
LH
$25.9B
$158K 0.02%
1,455
– –
THFF icon
297
First Financial Corp
THFF
$969M
$158K 0.02%
3,729
– –
BABA icon
298
Alibaba
BABA
$308B
$156K 0.02%
1,096
-458
-29% -$67.7K
IHDG icon
299
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$156K 0.02%
5,530
-1,545
-22% -$45.7K
TIP icon
300
iShares TIPS Bond ETF
TIP
$14.5B
$154K 0.02%
1,401
-1,588
-53% -$173K
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.