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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAG icon
276
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95M
$185K 0.02%
7,543
+2,027
+37% +$50K
IWB icon
277
iShares Russell 1000 ETF
IWB
$49.7B
$183K 0.02%
1,292
– –
HSY icon
278
Hershey
HSY
$36.8B
$182K 0.02%
1,673
+60
+4% +$6.39K
BCS.PRD.CL
279
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$178K 0.02%
6,800
-1,500
-18% -$40.3K
DNP icon
280
DNP Select Income Fund
DNP
$4.05B
$177K 0.02%
15,489
– –
USB icon
281
US Bancorp
USB
$99.4B
$177K 0.02%
3,293
-612
-16% -$32K
EPS icon
282
WisdomTree US LargeCap Fund
EPS
$1.64B
$176K 0.02%
6,000
– –
BABA icon
283
Alibaba
BABA
$304B
$175K 0.02%
979
+49
+5% +$7.94K
LH icon
284
Labcorp
LH
$25.6B
$175K 0.02%
1,344
+5
+0.4% +$667
WT icon
285
WisdomTree
WT
$3.26B
$175K 0.02%
16,500
-12,240
-43% -$118K
IWP icon
286
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$173K 0.02%
3,024
-180
-6% -$9.88K
MINT icon
287
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$172K 0.02%
1,698
– –
NULV icon
288
Nuveen ESG Large-Cap Value ETF
NULV
$2.26B
$172K 0.02%
6,237
+5,544
+800% +$148K
VWO icon
289
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$172K 0.02%
3,882
-26
-0.7% -$1.13K
ADM icon
290
Archer Daniels Midland
ADM
$37.4B
$167K 0.02%
3,854
– –
RGLD icon
291
Royal Gold
RGLD
$18.5B
$166K 0.02%
1,932
– –
XLY icon
292
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$166K 0.02%
3,638
+234
+7% +$10.5K
IDLV icon
293
Invesco S&P International Developed Low Volatility ETF
IDLV
$346M
$163K 0.02%
4,914
+762
+18% +$25.1K
YUMC icon
294
Yum China
YUMC
$16.5B
$163K 0.02%
4,091
+760
+23% +$28.3K
CXP
295
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$163K 0.02%
7,637
-405
-5% -$8.72K
BHP icon
296
BHP
BHP
$223B
$162K 0.02%
4,425
-1,681
-28% -$61.4K
BIIB icon
297
Biogen
BIIB
$30.5B
$162K 0.02%
496
– –
VVC
298
DELISTED
Vectren Corporation
VVC
$162K 0.02%
2,463
– –
NKSH icon
299
National Bankshares
NKSH
$266M
$159K 0.02%
3,500
– –
CALM icon
300
Cal-Maine
CALM
$3.98B
$158K 0.02%
3,640
-475
-12% -$17.7K
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.