We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBD
276
DELISTED
Diebold Nixdorf Incorporated
DBD
$60K 0.02%
1,500
– –
MNK
277
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$60K 0.02%
953
+12
+1% +$756
BPL
278
DELISTED
Buckeye Partners, L.P.
BPL
$60K 0.02%
800
– –
COR icon
279
Cencora
COR
$61.2B
$59K 0.02%
906
+466
+106% +$31.7K
PXD
280
DELISTED
Pioneer Natural Resource Co.
PXD
$59K 0.02%
316
– –
SEP
281
DELISTED
Spectra Engy Parters Lp
SEP
$59K 0.02%
1,200
– –
XYL icon
282
Xylem
XYL
$28.1B
$58K 0.02%
1,600
– –
NVR icon
283
NVR
NVR
$17B
$57K 0.02%
50
– –
TXN icon
284
Texas Instruments
TXN
$261B
$57K 0.02%
1,200
-111
-8% -$4.9K
ZF
285
DELISTED
Virtus Total Return Fund Inc.
ZF
$57K 0.02%
3,750
– –
ESV
286
DELISTED
Ensco Rowan plc
ESV
$57K 0.02%
271
– –
AON icon
287
Aon
AON
$76B
$56K 0.02%
665
+65
+11% +$5.41K
NEM icon
288
Newmont
NEM
$119B
$56K 0.02%
2,400
+500
+26% +$11.9K
PKB icon
289
Invesco Building & Construction ETF
PKB
$453M
$56K 0.02%
2,425
+450
+23% +$10.1K
MCK icon
290
McKesson
MCK
$101B
$55K 0.02%
310
– –
VYM icon
291
Vanguard High Dividend Yield ETF
VYM
$82.8B
$55K 0.02%
865
– –
DBA icon
292
Invesco DB Agriculture Fund
DBA
$1.23B
$54K 0.02%
1,900
– –
HBAN icon
293
Huntington Bancshares
HBAN
$35.5B
$54K 0.02%
5,434
– –
WAT icon
294
Waters Corp
WAT
$39.9B
$54K 0.02%
495
– –
JXI icon
295
iShares Global Utilities ETF
JXI
$311M
$53K 0.02%
+1,111
New +$50.4K
KEY icon
296
KeyCorp
KEY
$24.4B
$53K 0.02%
3,710
– –
SMB icon
297
VanEck Short Muni ETF
SMB
$312M
$53K 0.02%
3,000
– –
WBA
298
DELISTED
Walgreens Boots Alliance
WBA
$52K 0.02%
785
– –
ADRA
299
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$52K 0.02%
1,850
– –
SIAL
300
DELISTED
SIGMA - ALDRICH CORP
SIAL
$52K 0.02%
560
– –
10 11
12
13 14

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.