Carroll Financial Associates’s VanEck Short Muni ETF SMB Stock Holding History

Carroll Financial Associates’s Portfolio SMB Stock Details SMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,000	Closed	-$52K	–	1160
2015 Q2	$52K	Buy	+3,000	New	+$52.3K	0.01%	367
2014 Q4	–	Sell	-3,000	Closed	-$52K	–	869
2014 Q3	$52K	Hold	3,000	–	–	0.02%	303
2014 Q2	$53K	Hold	3,000	–	–	0.01%	320
2014 Q1	$53K	Hold	3,000	–	–	0.02%	297
2013 Q4	$52K	Sell	3,000 -871	-23%	-$15.3K	0.02%	275
2013 Q3	$67K	Hold	3,871	–	–	0.03%	247
2013 Q2	$67K	Buy	+3,871	New	+$68.6K	0.03%	201

Other funds holding SMB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Natixis Advisors Boston, Massachusetts $88.9B AUM 38.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

EWMCB

EisnerAmper Wealth Management Corporate Benefits Iselin, New Jersey $274M AUM 12.56% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.68B AUM 19.26% 1-Year Est. Return

Carroll Financial Associates's SMB Position: Q3 2015 in Review

Carroll Financial Associates sold out of VanEck Short Muni ETF (SMB) in Q3 2015, closing a stake of 3,000 shares — an estimated $52K sold.

Carroll Financial Associates first reported a position in SMB in Q2 2013 and held it in 7 quarters. The position peaked at $67K in Q3 2013. 50 funds tracked by Wall St. Rank hold SMB as of Q3 2015.

Carroll Financial Associates reported no remaining VanEck Short Muni ETF position as of Q3 2015 after selling out during the quarter.
Carroll Financial Associates sold 3,000 VanEck Short Muni ETF shares in Q3 2015, an estimated $52K.
Carroll Financial Associates first reported a position in VanEck Short Muni ETF in Q2 2013 and held it in 7 quarters.
Carroll Financial Associates's VanEck Short Muni ETF position peaked at $67K in Q3 2013.
50 funds tracked by Wall St. Rank held VanEck Short Muni ETF as of Q3 2015.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.