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VanEck Short Muni ETF

38 hedge funds and large institutions have $63.4M invested in VanEck Short Muni ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

3% more funds holding

Funds holding: 3738 (+1)

1% more capital invested

Capital invested by funds: $62.9M → $63.4M (+$484K)

0.92% less ownership

Funds ownership: 28.86%27.94% (-0.92%)

28% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 18

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
18
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21M +$3.78M +216,433 +22%
U
2
UBS
Switzerland
$8.06M -$497K -28,472 -6%
Bank of America
3
Bank of America
North Carolina
$7.41M -$1.26M -72,069 -15%
Wells Fargo
4
Wells Fargo
California
$5.09M +$86.1K +4,934 +2%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.85M +$2.84M +162,966 New
CS
6
Credit Suisse
Switzerland
$2.56M -$40.3K -2,310 -2%
HK
7
Horizon Kinetics
New York
$2.11M -$61.8K -3,543 -3%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.66M -$275K -15,760 -14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.47M +$1.39M +79,708 +1,993%
LPL Financial
10
LPL Financial
California
$1.1M -$360K -20,660 -25%
Jane Street
11
Jane Street
New York
$1.04M +$325K +18,605 +46%
FIM
12
Freedom Investment Management
Connecticut
$956K +$953K +54,612 New
MFS
13
MSI Financial Services
Massachusetts
$955K -$548K -31,426 -37%
CPO
14
Cerity Partners OCIO
New York
$836K +$68.9K +3,952 +9%
SNC
15
Stifel Nicolaus & Co
Missouri
$818K +$32.3K +1,853 +4%
RCAG
16
Rehmann Capital Advisory Group
Michigan
$644K -$20.2K -1,156 -3%
B
17
Bailard
California
$606K -$338K -19,375 -36%
B
18
Baird
Wisconsin
$553K -$263K -15,086 -32%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$439K -$77.9K -4,464 -15%
FAAS
20
First Allied Advisory Services
California
$358K +$145K +8,298 +72%
Comerica Bank
21
Comerica Bank
Texas
$296K -$28.6K -1,637 -9%
AB
22
AT Bancorp
Iowa
$295K
GAM
23
Gould Asset Management
California
$258K +$69.4K +3,980 +37%
AA
24
Ancora Advisors
Ohio
$232K -$55.8K -3,200 -19%
NES
25
New England Securities
New York
$224K -$7.85K -450 -3%

SMB Hedge Fund Activity: Q3 2013 in Review

38 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q3 2013, worth a combined $63.4M — up 0.77% from $62.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SMB positions and 2 closed out — a net gain of 2 holders — while 13 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.78M. The largest seller was HighTower Advisors, cutting an estimated $3.94M.

  • 38 institutional investors held VanEck Short Muni ETF (SMB) as of Q3 2013, up from 37 in Q2 2013.
  • Funds reported $63.4M of VanEck Short Muni ETF stock for Q3 2013, up 0.77% quarter-over-quarter.
  • 4 funds opened new VanEck Short Muni ETF positions in Q3 2013 and 2 closed out, a net change of +2 holders.
  • The largest VanEck Short Muni ETF buyer in Q3 2013 was Morgan Stanley, an estimated $3.78M added.
  • The largest VanEck Short Muni ETF seller in Q3 2013 was HighTower Advisors, an estimated $3.94M sold.

Based on aggregated 13F filings for Q3 2013.