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VanEck Short Muni ETF

57 hedge funds and large institutions have $111M invested in VanEck Short Muni ETF in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 18

2.09% more ownership

Funds ownership: 43.18%45.27% (+2.1%)

4% more capital invested

Capital invested by funds: $107M → $111M (+$4.74M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

3% less funds holding

Funds holding: 5957 (-2)

Holders
57
Holders Change
-2
Holders Change %
-3.39%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
22
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$19.1M -$1.43M -81,258 -7%
Morgan Stanley
2
Morgan Stanley
New York
$12.9M -$10.1K -574 -0.1%
UBS Group
3
UBS Group
Switzerland
$10.8M +$1.69M +95,927 +18%
Wells Fargo
4
Wells Fargo
California
$8.09M +$376K +21,388 +5%
Jane Street
5
Jane Street
New York
$6.07M +$3.48M +198,218 +134%
EWMCB
6
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$4.56M -$169K -9,588 -4%
GWM
7
Geneos Wealth Management
Colorado
$4.28M +$12.6K +714 +0.3%
KIM
8
Karpus Investment Management
New York
$3.63M -$151K -8,600 -4%
B
9
Bailard
California
$3.38M -$665K -37,820 -16%
CPO
10
Cerity Partners OCIO
New York
$3.14M +$1.69M +96,167 +115%
FIM
11
Freedom Investment Management
Connecticut
$2.3M -$127K -7,239 -5%
Stifel Financial
12
Stifel Financial
Missouri
$2.3M +$147K +8,366 +7%
CCP
13
Cardan Capital Partners
Colorado
$2.25M -$241K -13,726 -10%
MMA
14
Miracle Mile Advisors
California
$2.23M -$407K -23,156 -15%
AP
15
Advisors Preferred
Maryland
$2.1M +$294K +16,730 +16%
RJA
16
Raymond James & Associates
Florida
$2.08M +$105K +5,969 +5%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$2.02M -$2.29M -130,108 -53%
Ameriprise
18
Ameriprise
Minnesota
$1.75M +$35.6K +2,025 +2%
LPL Financial
19
LPL Financial
California
$1.63M +$555K +31,563 +51%
BC
20
Bartlett & Co
Ohio
$1.58M +$49.7K +2,825 +3%
TNBTD
21
Trustmark National Bank Trust Department
Mississippi
$1.56M -$76.5K -4,350 -5%
MG
22
Mather Group
Illinois
$1.52M +$1.62K +92 +0.1%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.31M +$82.1K +4,669 +7%
AA
24
Ancora Advisors
Ohio
$1.24M +$694K +39,500 +128%
CFMC
25
Curbstone Financial Management Corp
New Hampshire
$1.16M +$580K +33,000 +100%

SMB Hedge Fund Activity: Q3 2017 in Review

57 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q3 2017, worth a combined $111M — up 4.4% from $107M a quarter earlier.

Fund positioning in SMB was balanced in Q3 2017: 6 funds opened new positions, 6 closed out, 22 added to existing stakes and 18 trimmed.

The largest buyer was Jane Street, adding an estimated $3.48M. The largest seller was Susquehanna International Group, cutting an estimated $2.29M.

  • 57 institutional investors held VanEck Short Muni ETF (SMB) as of Q3 2017, down from 59 in Q2 2017.
  • Funds reported $111M of VanEck Short Muni ETF stock for Q3 2017, up 4.4% quarter-over-quarter.
  • 6 funds opened new VanEck Short Muni ETF positions in Q3 2017 and 6 closed out, a net change of 0 holders.
  • The largest VanEck Short Muni ETF buyer in Q3 2017 was Jane Street, an estimated $3.48M added.
  • The largest VanEck Short Muni ETF seller in Q3 2017 was Susquehanna International Group, an estimated $2.29M sold.

Based on aggregated 13F filings for Q3 2017.