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VanEck Short Muni ETF

46 hedge funds and large institutions have $111M invested in VanEck Short Muni ETF in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $105M → $111M (+$6.37M)

4.34% more ownership

Funds ownership: 38.42%42.76% (+4.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 5046 (-4)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
46
Holders Change
-4
Holders Change %
-8%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
13
Reduced
17
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$18.1M -$3.45M -196,713 -16%
UBS Group
2
UBS Group
Switzerland
$14.9M +$66.9K +3,820 +0.5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.3M +$12.8M +728,460 +845%
Morgan Stanley
4
Morgan Stanley
New York
$10.1M +$35.3K +2,017 +0.4%
Natixis Advisors
5
Natixis Advisors
Massachusetts
$9.75M -$5.65M -322,474 -37%
EWMCB
6
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$4.5M -$319K -18,188 -7%
Jane Street
7
Jane Street
New York
$3.65M +$389K +22,235 +12%
MMA
8
Miracle Mile Advisors
California
$3.62M +$3.62M +206,571 New
CS
9
Credit Suisse
Switzerland
$3.52M -$395K -22,548 -10%
Wells Fargo
10
Wells Fargo
California
$3.18M -$49.4K -2,818 -2%
TNBTD
11
Trustmark National Bank Trust Department
Mississippi
$2.57M -$35.2K -2,012 -1%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.93M -$1.3M -73,992 -40%
Stifel Financial
13
Stifel Financial
Missouri
$1.92M -$172K -9,842 -8%
FIM
14
Freedom Investment Management
Connecticut
$1.8M +$1.46M +83,392 +427%
CCP
15
Cardan Capital Partners
Colorado
$1.77M +$1.77M +101,249 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.28M -$70.9K -4,046 -5%
AP
17
Advisors Preferred
Maryland
$1.28M -$217K -12,400 -15%
MFS
18
MSI Financial Services
Massachusetts
$1.23M +$96.6K +5,516 +9%
LPL Financial
19
LPL Financial
California
$1.03M +$493K +28,161 +92%
Ameriprise
20
Ameriprise
Minnesota
$1M +$81.8K +4,673 +9%
CFMC
21
Curbstone Financial Management Corp
New Hampshire
$947K +$473K +27,000 +100%
CPO
22
Cerity Partners OCIO
New York
$946K +$118K +6,748 +14%
RCAG
23
Rehmann Capital Advisory Group
Michigan
$934K -$425K -24,241 -31%
FFA
24
First Foundation Advisors
California
$797K +$796K +45,450 New
Baird Financial Group
25
Baird Financial Group
Wisconsin
$724K -$69.5K -3,970 -9%

SMB Hedge Fund Activity: Q4 2015 in Review

46 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q4 2015, worth a combined $111M — up 6.1% from $105M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SMB and 7 opened new positions — a net loss of 4 holders — while 17 trimmed existing stakes and 13 added.

The largest buyer was Royal Bank of Canada, adding an estimated $12.8M. The largest seller was Natixis Advisors, cutting an estimated $5.65M.

  • 46 institutional investors held VanEck Short Muni ETF (SMB) as of Q4 2015, down from 50 in Q3 2015.
  • Funds reported $111M of VanEck Short Muni ETF stock for Q4 2015, up 6.1% quarter-over-quarter.
  • 7 funds opened new VanEck Short Muni ETF positions in Q4 2015 and 11 closed out, a net change of -4 holders.
  • The largest VanEck Short Muni ETF buyer in Q4 2015 was Royal Bank of Canada, an estimated $12.8M added.
  • The largest VanEck Short Muni ETF seller in Q4 2015 was Natixis Advisors, an estimated $5.65M sold.

Based on aggregated 13F filings for Q4 2015.