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VanEck Short Muni ETF

54 hedge funds and large institutions have $114M invested in VanEck Short Muni ETF in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 8

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

11% more capital invested

Capital invested by funds: $102M → $114M (+$11.7M)

4% more funds holding

Funds holding: 5254 (+2)

3.31% more ownership

Funds ownership: 38.46%41.77% (+3.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
54
Holders Change
+2
Holders Change %
+3.85%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
24
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$20.7M +$4.08M +230,269 +25%
UBS Group
2
UBS Group
Switzerland
$18M +$1.22M +69,074 +7%
Morgan Stanley
3
Morgan Stanley
New York
$13.1M +$1.61M +90,894 +14%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$13M +$156K +8,818 +1%
Wells Fargo
5
Wells Fargo
California
$8.44M -$479K -27,038 -5%
EWMCB
6
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$4.57M +$71.4K +4,026 +2%
MMA
7
Miracle Mile Advisors
California
$3.28M +$3.29M +185,641 New
CCP
8
Cardan Capital Partners
Colorado
$2.82M +$231K +13,013 +9%
RJA
9
Raymond James & Associates
Florida
$2.74M +$740K +41,767 +37%
FIM
10
Freedom Investment Management
Connecticut
$2.73M +$225K +12,709 +9%
AP
11
Advisors Preferred
Maryland
$2.43M +$894K +50,430 +58%
Stifel Financial
12
Stifel Financial
Missouri
$2.27M +$91.1K +5,140 +4%
TNBTD
13
Trustmark National Bank Trust Department
Mississippi
$1.68M +$22.9K +1,290 +1%
CCA
14
Clearwater Capital Advisors
Illinois
$1.36M
KIM
15
Karpus Investment Management
New York
$1.28M +$26.6K +1,500 +2%
RCAG
16
Rehmann Capital Advisory Group
Michigan
$1.28M +$240K +13,511 +23%
CFMC
17
Curbstone Financial Management Corp
New Hampshire
$1.17M
LPL Financial
18
LPL Financial
California
$1.08M +$233K +13,139 +27%
CPO
19
Cerity Partners OCIO
New York
$982K +$9.64K +544 +1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$970K -$186K -10,481 -16%
MFS
21
MSI Financial Services
Massachusetts
$969K -$151K -8,532 -13%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$894K +$65.5K +3,692 +8%
BC
23
Bartlett & Co
Ohio
$894K +$174K +9,830 +24%
DC
24
Davenport & Co
Virginia
$778K +$70.9K +4,000 +10%
Jane Street
25
Jane Street
New York
$742K -$70.8K -3,993 -9%

SMB Hedge Fund Activity: Q3 2016 in Review

54 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q3 2016, worth a combined $114M — up 11% from $102M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SMB positions and 5 closed out — a net gain of 3 holders — while 24 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $4.08M. The largest seller was First Foundation Advisors, exiting entirely with an estimated $806K sold.

  • 54 institutional investors held VanEck Short Muni ETF (SMB) as of Q3 2016, up from 52 in Q2 2016.
  • Funds reported $114M of VanEck Short Muni ETF stock for Q3 2016, up 11% quarter-over-quarter.
  • 8 funds opened new VanEck Short Muni ETF positions in Q3 2016 and 5 closed out, a net change of +3 holders.
  • The largest VanEck Short Muni ETF buyer in Q3 2016 was Bank of America, an estimated $4.08M added.
  • The largest VanEck Short Muni ETF seller in Q3 2016 was First Foundation Advisors, an estimated $806K sold.

Based on aggregated 13F filings for Q3 2016.