First Trust Advisors’s VanEck Short Muni ETF SMB Stock Holding History

First Trust Advisors’s Portfolio SMB Stock Details SMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-10,200	Closed	-$180K	–	2467
2019 Q2	$180K	Sell	10,200 -986	-9%	-$17.3K	﹤0.01%	2366
2019 Q1	$196K	Sell	11,186 -2,024	-15%	-$35.3K	﹤0.01%	2355
2018 Q4	$229K	Sell	13,210 -764	-5%	-$13.1K	﹤0.01%	2314
2018 Q3	$240K	Buy	13,974 +1,447	+12%	+$25K	﹤0.01%	2349
2018 Q2	$216K	Buy	12,527 +352	+3%	+$6.05K	﹤0.01%	2344
2018 Q1	$210K	Buy	12,175 +1,426	+13%	+$24.6K	﹤0.01%	2235
2017 Q4	$185K	Sell	10,749 -598	-5%	-$10.4K	﹤0.01%	2333
2017 Q3	$199K	Sell	11,347 -538	-5%	-$9.46K	﹤0.01%	2332
2017 Q2	$208K	Buy	11,885 +34	+0.3%	+$595	﹤0.01%	2280
2017 Q1	$207K	Sell	11,851 -2,514	-18%	-$43.7K	﹤0.01%	2301
2016 Q4	$248K	Sell	14,365 -2,348	-14%	-$40.8K	﹤0.01%	2319
2016 Q3	$295K	Sell	16,713 -19,209	-53%	-$341K	﹤0.01%	2146
2016 Q2	$637K	Sell	35,922 -2,580	-7%	-$45.5K	﹤0.01%	1888
2016 Q1	$678K	Sell	38,502 -1,830	-5%	-$32.2K	﹤0.01%	1826
2015 Q4	$707K	Sell	40,332 -4,935	-11%	-$86.4K	﹤0.01%	1863
2015 Q3	$792K	Buy	45,267 +348	+0.8%	+$6.08K	﹤0.01%	1811
2015 Q2	$781K	Sell	44,919 -27,987	-38%	-$488K	﹤0.01%	1847
2015 Q1	$1.28M	Buy	72,906 +15,212	+26%	+$268K	﹤0.01%	1668
2014 Q4	$1.01M	Buy	57,694 +4,926	+9%	+$86.8K	﹤0.01%	1731
2014 Q3	$931K	Buy	52,768 +10,315	+24%	+$182K	﹤0.01%	1739
2014 Q2	$747K	Buy	42,453 +6,143	+17%	+$108K	﹤0.01%	1791
2014 Q1	$639K	Buy	+36,310	New	+$640K	﹤0.01%	1841

Other funds holding SMB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWMCB

EisnerAmper Wealth Management Corporate Benefits Iselin, New Jersey $274M AUM 12.56% 1-Year Est. Return

CCM

Condor Capital Management Martinsville, New Jersey $1.2B AUM 13.18% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

First Trust Advisors's SMB Position: Q3 2019 in Review

First Trust Advisors sold out of VanEck Short Muni ETF (SMB) in Q3 2019, closing a stake of 10,200 shares — an estimated $180K sold.

First Trust Advisors first reported a position in SMB in Q1 2014 and held it in 22 quarters. The position peaked at $1.28M in Q1 2015. 71 funds tracked by Wall St. Rank hold SMB as of Q3 2019.

First Trust Advisors reported no remaining VanEck Short Muni ETF position as of Q3 2019 after selling out during the quarter.
First Trust Advisors sold 10,200 VanEck Short Muni ETF shares in Q3 2019, an estimated $180K.
First Trust Advisors first reported a position in VanEck Short Muni ETF in Q1 2014 and held it in 22 quarters.
First Trust Advisors's VanEck Short Muni ETF position peaked at $1.28M in Q1 2015.
71 funds tracked by Wall St. Rank held VanEck Short Muni ETF as of Q3 2019.

Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.