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VanEck Short Muni ETF

51 hedge funds and large institutions have $130M invested in VanEck Short Muni ETF in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $114M → $130M (+$16.2M)

7.41% more ownership

Funds ownership: 41.77%49.18% (+7.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less funds holding

Funds holding: 5451 (-3)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

37% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 19

Holders
51
Holders Change
-3
Holders Change %
-5.56%
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
12
Reduced
19
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$23.4M +$10.8M +622,930 +85%
Bank of America
2
Bank of America
North Carolina
$22M +$1.82M +104,906 +9%
UBS Group
3
UBS Group
Switzerland
$13.3M -$4.24M -244,070 -24%
Morgan Stanley
4
Morgan Stanley
New York
$12.8M +$6.69K +385 +0.1%
B
5
Bailard
California
$11.6M +$11.4M +655,310 +4,610%
Wells Fargo
6
Wells Fargo
California
$8.07M -$177K -10,156 -2%
EWMCB
7
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$4.36M -$101K -5,800 -2%
MMA
8
Miracle Mile Advisors
California
$3.18M -$19.3K -1,110 -0.6%
KIM
9
Karpus Investment Management
New York
$2.66M +$1.42M +81,743 +112%
FIM
10
Freedom Investment Management
Connecticut
$2.59M -$82.3K -4,733 -3%
CCP
11
Cardan Capital Partners
Colorado
$2.46M -$299K -17,198 -11%
RJA
12
Raymond James & Associates
Florida
$2.3M -$387K -22,240 -14%
Stifel Financial
13
Stifel Financial
Missouri
$2.17M -$44.9K -2,585 -2%
Ameriprise
14
Ameriprise
Minnesota
$1.98M +$1.99M +114,536 New
TNBTD
15
Trustmark National Bank Trust Department
Mississippi
$1.64M
MG
16
Mather Group
Illinois
$1.57M +$1.58M +90,775 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.46M +$513K +29,518 +54%
RCAG
18
Rehmann Capital Advisory Group
Michigan
$1.39M +$139K +8,016 +11%
AP
19
Advisors Preferred
Maryland
$1.14M -$1.25M -71,730 -52%
BC
20
Bartlett & Co
Ohio
$879K +$6.26K +360 +0.7%
LPL Financial
21
LPL Financial
California
$877K -$184K -10,577 -17%
MFS
22
MSI Financial Services
Massachusetts
$855K -$92.4K -5,315 -10%
CPO
23
Cerity Partners OCIO
New York
$818K -$142K -8,151 -15%
VKH
24
Virtu KCG Holdings
New York
$743K +$462K +26,556 +161%
CFMC
25
Curbstone Financial Management Corp
New Hampshire
$569K -$574K -33,000 -50%

SMB Hedge Fund Activity: Q4 2016 in Review

51 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in VanEck Short Muni ETF (SMB) for Q4 2016, worth a combined $130M — up 14% from $114M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SMB and 8 opened new positions — a net loss of 3 holders — while 19 trimmed existing stakes and 12 added.

The largest buyer was Bailard, adding an estimated $11.4M. The largest seller was UBS Group, cutting an estimated $4.24M.

  • 51 institutional investors held VanEck Short Muni ETF (SMB) as of Q4 2016, down from 54 in Q3 2016.
  • Funds reported $130M of VanEck Short Muni ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 8 funds opened new VanEck Short Muni ETF positions in Q4 2016 and 11 closed out, a net change of -3 holders.
  • The largest VanEck Short Muni ETF buyer in Q4 2016 was Bailard, an estimated $11.4M added.
  • The largest VanEck Short Muni ETF seller in Q4 2016 was UBS Group, an estimated $4.24M sold.

Based on aggregated 13F filings for Q4 2016.