First Foundation Advisors’s VanEck Short Muni ETF SMB Stock Holding History

First Foundation Advisors’s Portfolio SMB Stock Details SMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-45,450	Closed	-$806K	–	318
2016 Q2	$806K	Hold	45,450	–	–	0.06%	148
2016 Q1	$801K	Hold	45,450	–	–	0.06%	135
2015 Q4	$797K	Buy	+45,450	New	+$796K	0.05%	145

Other funds holding SMB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

EisnerAmper Wealth Management Corporate Benefits Iselin, New Jersey $274M AUM 12.56% 1-Year Est. Return

Miracle Mile Advisors Los Angeles, California $8.53B AUM 21.43% 1-Year Est. Return

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return

First Foundation Advisors's SMB Position: Q3 2016 in Review

First Foundation Advisors sold out of VanEck Short Muni ETF (SMB) in Q3 2016, closing a stake of 45,450 shares — an estimated $806K sold.

First Foundation Advisors first reported a position in SMB in Q4 2015 and held it in 3 quarters. The position peaked at $806K in Q2 2016. 55 funds tracked by Wall St. Rank hold SMB as of Q3 2016.

First Foundation Advisors reported no remaining VanEck Short Muni ETF position as of Q3 2016 after selling out during the quarter.
First Foundation Advisors sold 45,450 VanEck Short Muni ETF shares in Q3 2016, an estimated $806K.
First Foundation Advisors first reported a position in VanEck Short Muni ETF in Q4 2015 and held it in 3 quarters.
First Foundation Advisors's VanEck Short Muni ETF position peaked at $806K in Q2 2016.
55 funds tracked by Wall St. Rank held VanEck Short Muni ETF as of Q3 2016.

Based on First Foundation Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.