Tradewinds Global Investors’s VanEck Short Muni ETF SMB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-18,215	Closed	-$322K	–	126
2016 Q2	$322K	Sell	18,215 -99	-0.5%	-$1.75K	0.02%	116
2016 Q1	$322K	Sell	18,314 -171	-0.9%	-$3.01K	0.02%	108
2015 Q4	$324K	Hold	18,485	–	–	0.02%	111
2015 Q3	$323K	Buy	+18,485	New	+$323K	0.02%	107