Tradewinds Global Investors’s VanEck Short Muni ETF SMB Stock Holding History

Tradewinds Global Investors’s Portfolio SMB Stock Details SMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-18,215	Closed	-$322K	–	127
2016 Q2	$322K	Sell	18,215 -99	-0.5%	-$1.75K	0.02%	116
2016 Q1	$322K	Sell	18,314 -171	-0.9%	-$3.01K	0.02%	108
2015 Q4	$324K	Hold	18,485	–	–	0.02%	111
2015 Q3	$323K	Buy	+18,485	New	+$323K	0.02%	107

Other funds holding SMB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EWMCB

EisnerAmper Wealth Management Corporate Benefits Iselin, New Jersey $274M AUM 12.56% 1-Year Est. Return

MMA

Miracle Mile Advisors Los Angeles, California $8.53B AUM 21.43% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Tradewinds Global Investors's SMB Position: Q3 2016 in Review

Tradewinds Global Investors sold out of VanEck Short Muni ETF (SMB) in Q3 2016, closing a stake of 18,215 shares — an estimated $322K sold.

Tradewinds Global Investors first reported a position in SMB in Q3 2015 and held it in 4 quarters. The position peaked at $324K in Q4 2015. 54 funds tracked by Wall St. Rank hold SMB as of Q3 2016.

Tradewinds Global Investors reported no remaining VanEck Short Muni ETF position as of Q3 2016 after selling out during the quarter.
Tradewinds Global Investors sold 18,215 VanEck Short Muni ETF shares in Q3 2016, an estimated $322K.
Tradewinds Global Investors first reported a position in VanEck Short Muni ETF in Q3 2015 and held it in 4 quarters.
Tradewinds Global Investors's VanEck Short Muni ETF position peaked at $324K in Q4 2015.
54 funds tracked by Wall St. Rank held VanEck Short Muni ETF as of Q3 2016.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.