We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
226
Thermo Fisher Scientific
TMO
$220B
$285K 0.03%
1,272
– –
GSK icon
227
GSK
GSK
$106B
$278K 0.03%
5,743
-267
-4% -$13.1K
ED icon
228
Consolidated Edison
ED
$39.9B
$269K 0.03%
3,570
– –
CL icon
229
Colgate-Palmolive
CL
$74.4B
$267K 0.03%
4,464
+472
+12% +$29.5K
DLTR icon
230
Dollar Tree
DLTR
$25.2B
$266K 0.03%
2,724
– –
BAX icon
231
Baxter International
BAX
$14.2B
$264K 0.03%
3,996
-15,556
-80% -$1.05M
VTR icon
232
Ventas
VTR
$47.9B
$264K 0.03%
4,565
-323
-7% -$19K
RDS.A
233
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$264K 0.03%
4,363
-59
-1% -$3.66K
AMP icon
234
Ameriprise Financial
AMP
$48.8B
$263K 0.03%
2,371
– –
LQD icon
235
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$263K 0.03%
2,332
-283
-11% -$31.8K
TXN icon
236
Texas Instruments
TXN
$261B
$263K 0.03%
2,790
+2
+0.1% +$194
PYPL icon
237
PayPal
PYPL
$50.5B
$261K 0.03%
3,008
+68
+2% +$5.66K
SHW icon
238
Sherwin-Williams
SHW
$89.8B
$260K 0.03%
1,971
+81
+4% +$10.9K
SLB icon
239
SLB Ltd
SLB
$75B
$260K 0.03%
6,477
-1,877
-22% -$92.6K
VO icon
240
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$258K 0.03%
7,320
+796
+12% +$29.9K
KEY icon
241
KeyCorp
KEY
$24.4B
$257K 0.03%
16,367
-686
-4% -$12.1K
PNFP icon
242
Pinnacle Financial Partners Inc
PNFP
$15.8B
$257K 0.03%
5,301
-332
-6% -$17.6K
GQRE icon
243
FlexShares Global Quality Real Estate Index Fund
GQRE
$421M
$253K 0.03%
4,486
+79
+2% +$4.62K
STT icon
244
State Street
STT
$50.7B
$253K 0.03%
3,897
+97
+3% +$6.95K
BSV icon
245
Vanguard Short-Term Bond ETF
BSV
$44.6B
$250K 0.03%
3,196
-585
-15% -$45.6K
ET icon
246
Energy Transfer Partners
ET
$69.3B
$248K 0.03%
17,201
+5,110
+42% +$77.6K
XLY icon
247
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$239K 0.03%
4,642
+630
+16% +$33.3K
SCHO icon
248
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$237K 0.03%
9,524
-156
-2% -$3.87K
CEFL
249
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$235K 0.03%
18,000
+14,000
+350% +$191K
IVE icon
250
iShares S&P 500 Value ETF
IVE
$49.8B
$234K 0.03%
2,271
+100
+5% +$10.9K
8 9
10
11 12

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.