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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
226
Barings BDC
BBDC
$963M
$296K 0.03%
21,100
+16,900
+402% +$255K
RSP icon
227
Invesco S&P 500 Equal Weight ETF
RSP
$98.8B
$294K 0.03%
3,050
+99
+3% +$9.26K
HSCZ icon
228
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$245M
$291K 0.03%
9,710
– –
TJX icon
229
TJX Companies
TJX
$179B
$287K 0.03%
7,780
-1,070
-12% -$38.1K
ADBE icon
230
Adobe
ADBE
$103B
$282K 0.03%
1,881
+34
+2% +$5.07K
ACWI icon
231
iShares MSCI ACWI ETF
ACWI
$33.3B
$273K 0.03%
3,943
+825
+26% +$55.5K
TIP icon
232
iShares TIPS Bond ETF
TIP
$14.5B
$270K 0.03%
2,383
-494
-17% -$56.2K
IWM icon
233
iShares Russell 2000 ETF
IWM
$82.1B
$269K 0.03%
1,793
+863
+93% +$121K
DLTR icon
234
Dollar Tree
DLTR
$24.9B
$266K 0.03%
2,993
-464
-13% -$35.4K
DVY icon
235
iShares Select Dividend ETF
DVY
$23.5B
$265K 0.03%
2,811
-87
-3% -$8.05K
BX icon
236
Blackstone
BX
$107B
$261K 0.03%
7,770
+200
+3% +$6.58K
GWW icon
237
W.W. Grainger
GWW
$60.4B
$257K 0.03%
1,412
-283
-17% -$47.7K
QUAL icon
238
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$257K 0.03%
3,282
+1,815
+124% +$137K
IBND icon
239
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$254K 0.03%
7,408
+1,029
+16% +$35.4K
SHW icon
240
Sherwin-Williams
SHW
$88.2B
$244K 0.03%
1,932
+18
+0.9% +$2.06K
FNDA icon
241
Schwab Fundamental US Small Company Index ETF
FNDA
$9.27B
$243K 0.03%
13,268
– –
CATO icon
242
Cato Corp
CATO
$65.9M
$241K 0.03%
17,775
-13,500
-43% -$202K
GD icon
243
General Dynamics
GD
$105B
$237K 0.03%
1,113
-364
-25% -$72.9K
ALL icon
244
Allstate
ALL
$70.8B
$236K 0.03%
2,534
-276
-10% -$25.1K
EOG icon
245
EOG Resources
EOG
$71.4B
$236K 0.03%
2,452
+7
+0.3% +$632
FXG icon
246
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$234K 0.03%
5,089
-530
-9% -$24.6K
FPE icon
247
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$233K 0.03%
11,607
+6,527
+128% +$131K
DE icon
248
Deere & Co
DE
$166B
$230K 0.03%
1,803
+1
+0.1% +$123
O icon
249
Realty Income
O
$58.2B
$228K 0.03%
4,135
+67
+2% +$3.72K
NVR icon
250
NVR
NVR
$16.9B
$227K 0.03%
79
– –
8 9
10
11 12

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.