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Innovator US Equity Ultra Buffer ETF October
UOCT

78 hedge funds and large institutions have $182M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $132M → $182M (+$50M)

17.89% more ownership

Funds ownership: 73% → 90.89% (+18%)

3% less funds holding

Funds holding: 80 → 78 (-2)

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
78
Holders Change
-2
Holders Change %
-2.5%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
7
Increased
21
Reduced
26
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
+$25.3M
2
TPW
Talon Private Wealth
Florida
+$23.8M
3
IWM
IHT Wealth Management
Illinois
+$3.4M
4
ATS
Ashton Thomas Securities
New York
+$2.25M
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.53M

Top Sellers

Rank Fund Capital Flow
1
DLHL
Donald L. Hagan LLC
Florida
-$1.65M
2
SPC
Sigma Planning Corp
Michigan
-$1.61M
3
Raymond James Financial
Raymond James Financial
Florida
-$576K
4
FA
Fermata Advisors
California
-$501K
5
TF
Trek Financial
Arizona
-$389K
Name Holding Trade Value Shares
Change 		Change in
Stake
NA
51
Novus Advisors
South Carolina
$331K – – –
SB
52
Strategic Blueprint
Georgia
$326K +$4.18K +118 +1%
CIAS
53
Capital Investment Advisory Services
North Carolina
$323K – – –
WTFG
54
Wood Tarver Financial Group
Idaho
$319K +$157K +4,443 +93%
AWA
55
Arete Wealth Advisors
Illinois
$302K -$71.3K -2,013 -19%
TC
56
TownSquare Capital
Utah
$301K -$8.85K -250 -3%
Citadel Advisors
57
Citadel Advisors
Florida
$301K -$209K -5,895 -40%
APW
58
Atlantic Private Wealth
North Carolina
$296K – – –
CA
59
Continuum Advisory
Idaho
$260K +$105K +2,953 +65%
Wealth Enhancement Advisory Services
60
Wealth Enhancement Advisory Services
Minnesota
$260K -$76.2K -2,152 -22%
BFA
61
Beacon Financial Advisory
Ohio
$255K – – –
CFD
62
Creative Financial Designs
Indiana
$211K – – –
RIL
63
Rothschild Investment LLC
Illinois
$209K – – –
AAS
64
Ameritas Advisory Services
Nebraska
$208K -$9.98K -282 -4%
AWM
65
Accurate Wealth Management
Florida
$204K +$215K +6,070 New
FNWA
66
Financial Network Wealth Advisors
Utah
$119K +$4.96K +140 +4%
CA
67
CoreCap Advisors
Michigan
$108K – – –
JP Morgan Chase
68
JP Morgan Chase
New York
$98.4K – – –
PS
69
Principal Securities
Iowa
$92.8K – – –
WP
70
WealthShield Partners
North Carolina
$61.6K -$8.67K -245 -12%
SPIA
71
Steward Partners Investment Advisory
New York
$38.6K – – –
BBPWM
72
Blue Bell Private Wealth Management
Pennsylvania
$20.7K – – –
Royal Bank of Canada
73
Royal Bank of Canada
Ontario, Canada
$17K – – –
AAP
74
Arax Advisory Partners
Colorado
$14.9K – – –
OSAM
75
O'Shaughnessy Asset Management
Connecticut
$12.5K – – –
1 2
3
4

UOCT Hedge Fund Activity: Q1 2025 in Review

78 of the 7,457 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2025, worth a combined $182M — up 38% from $132M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of UOCT and 7 opened new positions — a net loss of 2 holders — while 26 trimmed existing stakes and 21 added.

The largest buyer was Brookstone Capital Management, adding an estimated $25.3M. The largest seller was Donald L. Hagan LLC, cutting an estimated $1.65M.

  • 78 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2025, down from 80 in Q4 2024.
  • Funds reported $182M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2025, up 38% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2025 and 9 closed out, a net change of -2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2025 was Brookstone Capital Management, an estimated $25.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2025 was Donald L. Hagan LLC, an estimated $1.65M sold.

Based on aggregated 13F filings for Q1 2025.