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O'Shaughnessy Asset Management’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

O'Shaughnessy Asset Management’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-241
Closed -$8.86K – 2654
2025
Q2 		$8.86K Sell
241
-121
-33% -$4.25K ﹤0.01% 2190
2025
Q1 		$12.5K Hold
362
– – ﹤0.01% 2108
2024
Q4 		$12.8K Hold
362
– – ﹤0.01% 2050
2024
Q3 		$12.7K Hold
362
– – ﹤0.01% 1982
2024
Q2 		$12.4K Buy
+362
New +$12.2K ﹤0.01% 1831

Other funds holding UOCT

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return
Mercer Global Advisors
Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
IWM
IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return
IWM
IMG Wealth Management Jacksonville, Florida $157M AUM 17.95% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

O'Shaughnessy Asset Management's UOCT Position: Q3 2025 in Review

O'Shaughnessy Asset Management sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q3 2025, closing a stake of 241 shares — an estimated $8.86K sold.

O'Shaughnessy Asset Management first reported a position in UOCT in Q2 2024 and held it in 5 quarters. The position peaked at $12.8K in Q4 2024. 69 funds tracked by Wall St. Rank hold UOCT as of Q3 2025.

  • O'Shaughnessy Asset Management reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q3 2025 after selling out during the quarter.
  • O'Shaughnessy Asset Management sold 241 Innovator US Equity Ultra Buffer ETF October shares in Q3 2025, an estimated $8.86K.
  • O'Shaughnessy Asset Management first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2024 and held it in 5 quarters.
  • O'Shaughnessy Asset Management's Innovator US Equity Ultra Buffer ETF October position peaked at $12.8K in Q4 2024.
  • 69 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q3 2025.

Based on O'Shaughnessy Asset Management's 13F filing for Q3 2025, filed 13 Nov 2025.