Trek Financial’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Trek Financial’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.11M	Sell	26,154 -3,922	-13%	-$164K	0.05%	240
2026 Q2	$1.24M	Hold	30,076	–	–	0.06%	226
2026 Q1	$1.15M	Sell	30,076 -1,303	-4%	-$50.9K	0.06%	213
2025 Q4	$1.23M	Buy	31,379 +23,035	+276%	+$891K	0.07%	211
2025 Q3	$321K	Hold	8,344	–	–	0.02%	340
2025 Q2	$307K	Sell	8,344 -3,544	-30%	-$124K	0.02%	338
2025 Q1	$411K	Sell	11,888 -10,991	-48%	-$389K	0.03%	264
2024 Q4	$807K	Buy	+22,879	New	+$806K	0.06%	215

Other funds holding UOCT

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

FAI Advisors Farmington Hills, Michigan $257M AUM 20.66% 1-Year Est. Return

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return

Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return

IMG Wealth Management Jacksonville, Florida $194M AUM 15.1% 1-Year Est. Return

KFG Wealth Management Granger, Indiana $922M AUM 10.87% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $372M AUM 14.86% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Trek Financial's UOCT Position: Q3 2026 in Review

Trek Financial reduced its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 13% in Q3 2026, selling an estimated $164K and leaving 26,154 shares worth $1.11M. The position accounts for 0.05% of the portfolio, ranked #240.

Trek Financial first reported a position in UOCT in Q4 2024 and has held it in 8 quarters since. The position peaked at $1.24M in Q2 2026. 60 funds tracked by Wall St. Rank hold UOCT as of Q3 2026.

Trek Financial held 26,154 shares of Innovator US Equity Ultra Buffer ETF October worth $1.11M as of Q3 2026.
Trek Financial sold 3,922 Innovator US Equity Ultra Buffer ETF October shares in Q3 2026, an estimated $164K.
Innovator US Equity Ultra Buffer ETF October made up 0.05% of Trek Financial's portfolio in Q3 2026, its #240 holding.
Trek Financial first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2024 and has held it in 8 quarters since.
Trek Financial's Innovator US Equity Ultra Buffer ETF October position peaked at $1.24M in Q2 2026.
60 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q3 2026.

Based on Trek Financial's 13F filing for Q3 2026, filed 29 Oct 2026.