Rothschild Investment LLC’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Rothschild Investment LLC’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$226K	Hold	5,500	–	–	0.01%	826
2026 Q1	$210K	Hold	5,500	–	–	0.01%	654
2025 Q4	$215K	Sell	5,500 -555	-9%	-$21.5K	0.01%	599
2025 Q3	$233K	Hold	6,055	–	–	0.01%	553
2025 Q2	$223K	Hold	6,055	–	–	0.01%	485
2025 Q1	$209K	Hold	6,055	–	–	0.01%	496
2024 Q4	$214K	Hold	6,055	–	–	0.01%	496
2024 Q3	$211K	Hold	6,055	–	–	0.01%	501
2024 Q2	$207K	Hold	6,055	–	–	0.01%	489
2024 Q1	$203K	Hold	6,055	–	–	0.01%	467
2023 Q4	$196K	Buy	+6,055	New	+$189K	0.02%	419

Other funds holding UOCT

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

IWM

IMG Wealth Management Jacksonville, Florida $180M AUM 21.06% 1-Year Est. Return

Rothschild Investment LLC's UOCT Position: Q2 2026 in Review

Rothschild Investment LLC held its Innovator US Equity Ultra Buffer ETF October (UOCT) position steady in Q2 2026 at 5,500 shares worth $226K. The position accounts for 0.01% of the portfolio, ranked #826.

Rothschild Investment LLC first reported a position in UOCT in Q4 2023 and has held it in 11 quarters since. The position peaked at $233K in Q3 2025. 97 funds tracked by Wall St. Rank hold UOCT as of Q2 2026.

Rothschild Investment LLC held 5,500 shares of Innovator US Equity Ultra Buffer ETF October worth $226K as of Q2 2026.
Rothschild Investment LLC left its Innovator US Equity Ultra Buffer ETF October share count unchanged in Q2 2026.
Innovator US Equity Ultra Buffer ETF October made up 0.01% of Rothschild Investment LLC's portfolio in Q2 2026, its #826 holding.
Rothschild Investment LLC first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2023 and has held it in 11 quarters since.
Rothschild Investment LLC's Innovator US Equity Ultra Buffer ETF October position peaked at $233K in Q3 2025.
97 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q2 2026.

Based on Rothschild Investment LLC's 13F filing for Q2 2026, filed 6 Aug 2026.